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Monster Beverage Corp — Director's Dealing 2016
Dec 5, 2016
29955_dirs_2016-12-05_4c2de27e-16e6-4782-be53-a7d3ca735d55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2016-12-01
Reporting Person: HALL MARK J (Director, Chief Marketing Officer - MEC)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | Employee Stock Option (right to buy) | $43.64 | A | 100000 | Acquired | 2026-12-01 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 791808 | Direct |
| Common Stock | 30000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.94 | 2019-12-01 | Common Stock () | 240000 | Direct |
| Employee Stock Option (right to buy) | $8.75 | 2020-12-01 | Common Stock () | 120000 | Direct |
| Employee Stock Option (right to buy) | $15.71 | 2023-03-14 | Common Stock () | 270000 | Direct |
| Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | Common Stock () | 90000 | Direct |
| Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | Common Stock () | 300000 | Direct |
| Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | Common Stock () | 90000 | Direct |
Footnotes
F1: On November 9, 2016, the common stock of Monster Beverage Corporation split 3-for-1, resulting in the reporting person's ownership of 527,872 additional shares of common stock.
F2: On November 9, 2016, the common stock of Monster Beverage Corporation split 3-for-1, resulting in the reporting person's ownership of 20,000 additional shares of common stock.
F3: The reporting person serves as co-trustee of the MJCF Hall Family Trust.
F4: This employee stock option was previously reported as covering 80,000 shares of common stock at an exercise price of $17.82 per share, but was adjusted to reflect the stock split that occurred on November 9, 2016.
F5: The options are currently vested.
F6: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F7: This employee stock option was previously reported as covering 40,000 shares of common stock at an exercise price of $26.26 per share, but was adjusted to reflect the stock split that occurred on November 9, 2016.
F8: This employee stock option was previously reported as covering 90,000 shares of common stock at an exercise price of $47.13 per share, but was adjusted to reflect the stock split that occurred on November 9, 2016.
F9: The options are currently vested with respect to 105,000 shares. The remaining options vest in two installments as follows: 75,000 shares on March 14, 2017; 90,000 shares on March 14, 2018.
F10: This employee stock option was previously reported as covering 30,000 shares of common stock at an exercise price of $70.06 per share, but was adjusted to reflect the stock split that occurred on November 9, 2016.
F11: The options are currently vested with respect to 22,500 shares. The remaining options vest in three installments as follows: 18,000 shares on March 14, 2017; 22,500 shares on March 14, 2018; 27,000 shares on March 14, 2019. The options will become exercisable on the one year anniversary from the date on which they vested.
F12: This employee stock option was previously reported as covering 100,000 shares of common stock at an exercise price of $135.48 per share, but was adjusted to reflect the stock split that occurred on November 9, 2016.
F13: The options are currently vested with respect to 60,000 shares. The remaining options vest in four equal installments on March 13, 2017, 2018, 2019 and 2020.
F14: This employee stock option was previously reported as covering 30,000 shares of common stock at an exercise price of $131.96 per share, but was adjusted to reflect the stock split that occurred on November 9, 2016.
F15: The options vest in three equal installments on March 14, 2017, 2018 and 2019.
F16: Granted December 1, 2016 pursuant to the Company's 2011 Stock Option Plan (which is a Rule 16b-3(d)(1) plan) and Equity Grant Procedures. The options vest in five equal installments on December 1, 2017, 2018, 2019, 2020 and 2021.