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Monster Beverage Corp — Director's Dealing 2015
Mar 17, 2015
29955_dirs_2015-03-17_8f60701c-f329-4610-894d-947e5aa00dba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2015-03-13
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Employee Stock Option (right to buy) | $135.48 | A | 79200 | Acquired | 2025-03-13 | Common Stock (79200) | Direct |
| 2015-03-13 | Restricted Stock Units | $ | A | 38100 | Acquired | Common Stock (38100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 661710 | Direct |
| Common Stock | 1881856 | Indirect |
| Common Stock | 9815648 | Indirect |
| Common Stock | 34924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 107900 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 401148 | Indirect |
| Common Stock | 83306 | Indirect |
| Common Stock | 168414 | Indirect |
| Common Stock | 170356 | Indirect |
| Common Stock | 800000 | Indirect |
| Common Stock | 2000000 | Indirect |
| Common Stock | 287736 | Indirect |
| Common Stock | 77121 | Indirect |
| Common Stock | 35162 | Indirect |
| Common Stock | 1612 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $8.435 | 2015-11-11 | Common Stock (1200000) | 960000 | Direct |
| Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | Common Stock (800000) | 18912 | Direct |
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock (500000) | 100000 | Direct |
| Employee Stock Option (right to buy) | $53.96 | 2023-06-03 | Common Stock (140000) | 140000 | Direct |
| Employee Stock Option (right to buy) | $53.96 | 2023-06-03 | Common Stock (70000) | 70000 | Indirect |
| Employee Stock Option (right to buy) | $70.06 | 2024-03-14 | Common Stock (210000) | 210000 | Direct |
Footnotes
F1: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P. The reporting person is the trustee of each of RCS 2009 GRAT #2, RCS Direct 2010 GRAT and RCS Direct 2010 GRAT #2.
F2: The options are currently vested.
F3: The remaining options vest in two equal installments on June 3, 2015 and 2016.
F4: The options are currently vested with respect to 70,000 shares. The remaining options vest in two equal installments on March 14, 2016 and 2017.
F5: Granted March 13, 2015 pursuant to the Company's 2011 Stock Option Plan (which is a Rule 16b-3(d)(1) plan) and Equity Grant Procedures. The options vest in three equal installments on March 13, 2016, 2017, and 2018.
F6: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F7: The restricted stock units vest in three equal installments on March 13, 2016, 2017 and 2018.
F8: Not applicable.