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Monster Beverage Corp — Director's Dealing 2015
Dec 3, 2015
29955_dirs_2015-12-03_fa9a17e4-2594-4ca2-af40-e8176e79dd41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2015-12-01
Reporting Person: KELLY THOMAS J (Senior VP - Monster Energy Co.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-01 | Common Stock | M | 500 | — | Acquired | 500 | Direct |
| 2015-12-01 | Common Stock | M | 8000 | $15.86 | Acquired | 8500 | Direct |
| 2015-12-01 | Common Stock | M | 8000 | $18.07 | Acquired | 16500 | Direct |
| 2015-12-01 | Common Stock | M | 8000 | $17.82 | Acquired | 24500 | Direct |
| 2015-12-01 | Common Stock | M | 12000 | $26.26 | Acquired | 36500 | Direct |
| 2015-12-01 | Common Stock | M | 3750 | $47.13 | Acquired | 40250 | Direct |
| 2015-12-01 | Common Stock | S | 24082 | $157.979 | Disposed | 16168 | Direct |
| 2015-12-01 | Common Stock | S | 1951 | $157.809 | Disposed | 14217 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | Employee Stock Option (right to buy) | $15.86 | M | 8000 | Disposed | 2018-06-02 | Common Stock (8000) | Direct |
| 2015-12-01 | Employee Stock Option (right to buy) | $18.07 | M | 8000 | Disposed | 2019-06-01 | Common Stock (8000) | Direct |
| 2015-12-01 | Employee Stock Option (right to buy) | $17.82 | M | 8000 | Disposed | 2019-12-01 | Common Stock (8000) | Direct |
| 2015-12-01 | Employee Stock Option (right to buy) | $26.26 | M | 12000 | Disposed | 2020-12-01 | Common Stock (12000) | Direct |
| 2015-12-01 | Employee Stock Option (right to buy) | $47.13 | M | 3750 | Disposed | 2023-03-14 | Common Stock (3750) | Direct |
| 2015-12-01 | Restricted Stock Units | $ | M | 500 | Disposed | Common Stock (500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $70.06 | 2024-03-14 | Common Stock () | 10000 | Direct |
| Employee Stock Option (right to buy) | $111.30 | 2024-12-01 | Common Stock () | 15000 | Direct |
| Employee Stock Option (right to buy) | $135.48 | 2025-03-13 | Common Stock () | 12000 | Direct |
| Restricted Stock Units | $ | Common Stock () | 3000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. Accordingly, these restricted stock units were settled in shares of common stock.
F2: This transaction was executed in multiple trades at prices ranging from $157.82 to $158.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $157.61 to $157.925. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The options are currently vested.
F5: The remaining options vest in three installments as follows: 3,000 shares on March 14, 2016; 3,750 shares on March 14, 2017; 4,500 shares on March 14, 2018.
F6: The options are currently vested with respect to 1,000 shares. The remaining options vest in four installments as follows: 1,500 shares on March 14, 2016; 2,000 shares on March 14, 2017; 2,500 shares on March 14, 2018; 3,000 shares on March 14, 2019. The options will become exercisable on the one year anniversary from the date on which they vested.
F7: No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
F8: The options are currently vested with respect to 1,500 shares. The remaining options vest in four installments as follows: 2,250 shares on December 1, 2016; 3,000 shares on December 1, 2017; 3,750 shares on December 1, 2018; 4,500 shares on December 1, 2019. The options will become exercisable on the one year anniversary from the date on which they vested.
F9: The options vest in five equal installments on March 13, 2016, 2017, 2018, 2019 and 2020.
F10: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F11: The restricted stock units vest in two equal installments on June 1, 2016 and 2017.
F12: Not applicable.
F13: The remaining restricted stock units vest in two equal installments on December 1, 2016 and 2017.