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Monster Beverage Corp — Director's Dealing 2014
Jan 4, 2014
29955_dirs_2014-01-03_7e717a3e-b3a9-426d-8ccb-fe96551360d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2014-01-02
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-20 | Common Stock | G | 300 | — | Disposed | 1392558 | Direct |
| 2014-01-02 | Common Stock | S | 79325 | $66.97 | Disposed | 1313233 | Direct |
| 2014-01-02 | Common Stock | S | 29255 | $67.82 | Disposed | 1283978 | Direct |
| 2014-01-03 | Common Stock | S | 91420 | $67.62 | Disposed | 1192558 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1881856 | Indirect |
| Common Stock | 9815648 | Indirect |
| Common Stock | 4 | Indirect |
| Common Stock | 4 | Indirect |
| Common Stock | 184924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 257900 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 453740 | Indirect |
| Common Stock | 92332 | Indirect |
| Common Stock | 168414 | Indirect |
| Common Stock | 170356 | Indirect |
| Common Stock | 77121 | Indirect |
| Common Stock | 45856 | Indirect |
| Common Stock | 6685 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.294 | 2015-03-23 | Common Stock (2400000) | 1904890 | Direct |
| Employee Stock Option (right to buy) | $8.435 | 2015-11-11 | Common Stock (1200000) | 960000 | Direct |
| Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | Common Stock (800000) | 326304 | Direct |
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock (500000) | 300000 | Direct |
| Employee Stock Option (right to buy) | $53.96 | 2023-06-03 | Common Stock (210000) | 210000 | Direct |
| Restricted Stock Units | $ | Common Stock (261000) | 87000 | Direct |
Footnotes
F1: Represents a gift of such shares to a charity pursuant to Rule 16b-5.
F2: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted December 13, 2013.
F3: This transaction was executed in multiple trades at prices ranging from $66.66 to $67.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $67.67 to $67.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $67.25 to $68.0987. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the co-trustee of each of RCS 2009 GRAT #2, RCS Direct 2010 GRAT and RCS Direct 2010 GRAT #2.
F7: The options are currently vested.
F8: The options are currently vested with respect to 200,000 shares. The remaining options vest on December 1, 2014.
F9: The options vest in three equal installments on June 3, 2014, 2015 and 2016.
F10: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F11: The remaining restricted stock units vest on September 1, 2014.
F12: Not applicable.