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Monster Beverage Corp — Director's Dealing 2014
Mar 18, 2014
29955_dirs_2014-03-17_d95fe966-d9e2-45c4-bca2-200075fda1a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2014-03-14
Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-31 | Common Stock | G | 46660 | — | Disposed | 102828 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-14 | Employee Stock Option (right to buy) | $70.06 | A | 210000 | Acquired | 2024-03-14 | Common Stock (210000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1089412 | Direct |
| Common Stock | 1881856 | Indirect |
| Common Stock | 9815648 | Indirect |
| Common Stock | 4 | Indirect |
| Common Stock | 4 | Indirect |
| Common Stock | 184924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 257900 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 453740 | Indirect |
| Common Stock | 92332 | Indirect |
| Common Stock | 168414 | Indirect |
| Common Stock | 170356 | Indirect |
| Common Stock | 30068 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.294 | 2015-03-23 | Common Stock (2400000) | 1904890 | Direct |
| Employee Stock Option (right to buy) | $8.435 | 2015-11-11 | Common Stock (1200000) | 960000 | Direct |
| Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | Common Stock (800000) | 326304 | Direct |
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock (500000) | 300000 | Direct |
| Employee Stock Option (right to buy) | $53.96 | 2023-06-03 | Common Stock (210000) | 210000 | Direct |
| Restricted Stock Units | $ | Common Stock (261000) | 87000 | Direct |
Footnotes
F1: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the co-trustee of RCS 2008 GRAT #2 and the trustee of RCS Direct 2011 GRAT.
F2: Reflects the transfer of shares as proceeds of in-kind annuity payments from such grantor retained annuity trust to Rodney C. Sacks.
F3: The options are currently vested.
F4: The options are currently vested with respect to 200,000 shares. The remaining options vest on December 1, 2014.
F5: The options vest in three equal installments on June 3, 2014, 2015 and 2016.
F6: Granted March 14, 2014 pursuant to the Company's 2011 Omnibus Incentive Plan (which is a Rule 16b-3(d)(1) plan) and Equity Grant Procedures. The options vest in three equal installments on March 14, 2015, 2016 and 2017.
F7: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F8: The remaining restricted stock units vest on September 1, 2014.
F9: Not applicable.