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Monster Beverage Corp Director's Dealing 2014

Aug 19, 2014

29955_dirs_2014-08-18_3c2104d6-795f-4d8b-9eb3-cf21c7e54c9a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2014-04-03

Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-03 Common Stock G 400000 Disposed 1036095 Direct
2014-08-01 Common Stock G 1000000 Disposed 66904 Direct
2014-04-03 Common Stock G 800000 Acquired 800000 Indirect
2014-08-01 Common Stock G 2000000 Acquired 2000000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-05-07 Employee Stock Option (right to buy) $3.294 G 458636 Disposed 2015-03-23 Common Stock (2110630) Direct
2014-05-07 Employee Stock Option (right to buy) $15.86 G 307392 Disposed 2018-06-02 Common Stock (800000) Direct
2014-05-07 Employee Stock Option (right to buy) $17.82 G 200000 Disposed 2019-12-01 Common Stock (500000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1881856 Indirect
Common Stock 9815648 Indirect
Common Stock 4 Indirect
Common Stock 4 Indirect
Common Stock 184924 Indirect
Common Stock 71428 Indirect
Common Stock 257900 Indirect
Common Stock 40072 Indirect
Common Stock 189528 Indirect
Common Stock 401148 Indirect
Common Stock 83306 Indirect
Common Stock 168414 Indirect
Common Stock 170356 Indirect
Common Stock 30068 Indirect
Common Stock 102828 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $3.294 2015-03-23 Common Stock (289370) 289370 Indirect
Employee Stock Option (right to buy) $8.435 2015-11-11 Common Stock (1200000) 960000 Direct
Employee Stock Option (right to buy) $53.96 2023-06-03 Common Stock (140000) 140000 Direct
Employee Stock Option (right to buy) $53.96 2023-06-03 Common Stock (70000) 70000 Indirect
Employee Stock Option (right to buy) $17.82 2024-03-14 Common Stock (210000) 210000 Direct
Restricted Stock Units $ Common Stock (261000) 87000 Direct

Footnotes

F1: Reflects the assignment of shares from the reporting person to Hilrod Holdings XIII, L.P., of which the reporting person is one of the general partners. The shares assigned to Hilrod Holdings XIII, L.P. are indirectly beneficially owned by the reporting person.

F2: As a result of the distribution of shares, which were previously reported as indirectly beneficially owned by the reporting person, as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust to the reporting person, the total amount of shares directly owned increased prior to this transaction.

F3: Reflects the assignment of shares from the reporting person to Hilrod Holdings XIV, L.P., of which the reporting person is one of the general partners. The shares assigned to Hilrod Holdings XIV, L.P. are indirectly beneficially owned by the reporting person.

F4: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P. and Hilrod Holdings XV, L.P. The reporting person is the co-trustee of RCS 2008 GRAT #2 and the trustee of RCS Direct 2011 GRAT.

F5: Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts and the transfer of shares directly to the reporting person. The shares received from the in-kind annuity payment and direct transfer are directly beneficially owned by the reporting person.

F6: Reflects the assignment of shares from the reporting person and Rodney Sacks to Hilrod Holdings XIII, L.P., of which the reporting person is one of the general partners. The shares assigned to Hilrod Holdings XIII, L.P. are indirectly beneficially owned by the reporting person.

F7: Reflects the assignment of shares from the reporting person and Rodney Sacks to Hilrod Holdings XIV, L.P., of which the reporting person is one of the general partners. The shares assigned to Hilrod Holdings XIV, L.P. are indirectly beneficially owned by the reporting person.

F8: Reflects the assignment of options to a grantor retained annuity trust of which the reporting person is not the beneficial owner.

F9: The options are currently vested.

F10: The remaining options vest on December 1, 2014.

F11: The remaining options vest in two equal installments on June 3, 2015 and 2016.

F12: The options vest in three equal installments on March 14, 2015, 2016 and 2017.

F13: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.

F14: The remaining restricted stock units vest on September 1, 2014.

F15: Not applicable.