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Monster Beverage Corp — Director's Dealing 2013
May 30, 2013
29955_dirs_2013-05-29_a4eb873c-1220-4e4c-b385-d7f4d16d9727.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2013-05-24
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-24 | Common Stock | M | 449868 | $.2655 | Acquired | 1524228 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-24 | Employee Stock Option (right to buy) | $.2655 | M | 449868 | Disposed | 2013-05-28 | Common Stock (2400000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1931856 | Indirect |
| Common Stock | 9815648 | Indirect |
| Common Stock | 1415732 | Indirect |
| Common Stock | 6305140 | Indirect |
| Common Stock | 184924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 257900 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 453740 | Indirect |
| Common Stock | 92332 | Indirect |
| Common Stock | 186636 | Indirect |
| Common Stock | 170356 | Indirect |
| Common Stock | 77121 | Indirect |
| Common Stock | 45856 | Indirect |
| Common Stock | 11996 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.294 | 2015-03-23 | Common Stock (2400000) | 1904890 | Direct |
| Employee Stock Option (right to buy) | $8.435 | 2015-11-11 | Common Stock (1200000) | 960000 | Direct |
| Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | Common Stock (800000) | 326304 | Direct |
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock (500000) | 300000 | Direct |
| Restricted Stock Units | $ | Common Stock (261000) | 174000 | Direct |
Footnotes
F1: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the co-trustee of each of RCS 2009 GRAT #2, RCS Direct 2010 GRAT and RCS Direct 2010 GRAT #2.
F2: The options are currently vested.
F3: The options are currently vested with respect to 166,304 shares. The remaining options vest on June 2, 2013.
F4: The options are currently vested with respect to 100,000 shares. The remaining options vest in two equal installments on December 1, 2013 and 2014.
F5: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F6: The remaining restricted stock units vest in two equal installments on September 1, 2013 and 2014.
F7: Not applicable.