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Monster Beverage Corp — Director's Dealing 2012
Apr 24, 2012
29955_dirs_2012-04-24_b250a65d-9885-422d-9c9e-8cade2912a66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2011-12-30
Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-30 | Common Stock | G | 200000 | — | Acquired | 200000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-22 | Employee Stock Option (right to buy) | $.2655 | G | 967720 | Disposed | 2013-05-28 | Common Stock (2400000) | Direct |
| 2012-03-22 | Employee Stock Option (right to buy) | $3.294 | G | 295110 | Disposed | 2015-03-23 | Common Stock (2400000) | Direct |
| 2012-03-22 | Employee Stock Option (right to buy) | $8.435 | G | 240000 | Disposed | 2015-11-11 | Common Stock (1200000) | Direct |
| 2012-03-22 | Employee Stock Option (right to buy) | $15.86 | G | 473696 | Disposed | 2018-06-02 | Common Stock (800000) | Direct |
| 2012-03-22 | Employee Stock Option (right to buy) | $17.82 | G | 200000 | Disposed | 2019-12-01 | Common Stock (500000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 896352 | Direct |
| Common Stock | 6655140 | Indirect |
| Common Stock | 1475732 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 512196 | Indirect |
| Common Stock | 102332 | Indirect |
| Common Stock | 186636 | Indirect |
| Common Stock | 1981856 | Indirect |
| Common Stock | 9815648 | Indirect |
| Common Stock | 184924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 257900 | Indirect |
| Common Stock | 170356 | Indirect |
| Common Stock | 30068 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (261000) | 261000 | Direct |
Footnotes
F1: The only transactions reported in this Form 4 relate to (a) a gift made to a grantor retained annuity trust of which the reporting person is trustee and (b) gifts made by the reporting person to grantor retained annuity trusts.
F2: These shares were previously reported as being directly owned by Rodney C. Sacks. The change in beneficial ownership reported on this Form 4 is a result of the contribution by Rodney C. Sacks to RCS Direct 2011 GRAT, for which the reporting person acts as trustee.
F3: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the co-trustee of RCS 2008 GRAT #2.
F4: The name of this grantor retained annuity trust has changed for reporting purposes from RCS 2008 GRAT to RCS 2008 GRAT #2.
F5: Reflects the assignment of options to a grantor retained annuity trust of which the reporting person is not the beneficial owner.
F6: The options are currently vested.
F7: 473,696 vested options were assigned by the reporting person to a grantor retained annuity trust with an independent trustee. Options with respect to 6,304 shares are currently vested with the reporting person. The remaining options vest in two equal installments on June 2, 2012 and 2013.
F8: 200,000 vested options were assigned by the reporting person to a grantor retained annuity trust with an independent trustee. The remaining options vest in three equal installments on December 1, 2012, 2013 and 2014.
F9: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F10: The restricted stock units vest in three equal installments on September 1, 2012, 2013 and 2014.
F11: Not applicable.