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Monster Beverage Corp — Director's Dealing 2012
Aug 15, 2012
29955_dirs_2012-08-14_dae5645d-3a0b-4076-a0b3-b41f643c483b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2012-08-10
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-10 | Common Stock | M | 752928 | $.2655 | Acquired | 1690523 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-10 | Employee Stock Option (right to buy) | $.2655 | M | 752928 | Disposed | 2013-05-28 | Common Stock (2400000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1981856 | Indirect |
| Common Stock | 9815648 | Indirect |
| Common Stock | 1415732 | Indirect |
| Common Stock | 6305140 | Indirect |
| Common Stock | 184924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 257900 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 482196 | Indirect |
| Common Stock | 92332 | Indirect |
| Common Stock | 186636 | Indirect |
| Common Stock | 170356 | Indirect |
| Common Stock | 77121 | Indirect |
| Common Stock | 56020 | Indirect |
| Common Stock | 11996 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.294 | 2015-03-23 | Common Stock (2400000) | 1904890 | Direct |
| Employee Stock Option (right to buy) | $8.435 | 2015-11-11 | Common Stock (1200000) | 960000 | Direct |
| Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | Common Stock (800000) | 326304 | Direct |
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock (500000) | 300000 | Direct |
| Restricted Stock Units | $ | Common Stock (261000) | 261000 | Direct |
Footnotes
F1: Reflects the exercise of 752,928 options. In addition, as a result of the distribution of shares to the reporting person as the proceeds of in-kind annuity payments from existing grantor retained annuity trusts, the total amount of shares directly owned have increased.
F2: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the trustee of each of RCS 2009 GRAT #2, RCS Direct 2010 GRAT and RCS Direct 2010 GRAT #2.
F3: Reflects the distribution of shares as the proceeds of in-kind annuity payments from existing grantor retained annuity trusts. The shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
F4: The options are currently vested.
F5: The options are currently vested with respect to 166,304 shares. The remaining options vest on June 2, 2013.
F6: The remaining options vest in three equal installments on December 1, 2012, 2013 and 2014.
F7: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F8: The restricted stock units vest in three equal installments on September 1, 2012, 2013 and 2014.
F9: Not applicable.