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Monster Beverage Corp — Director's Dealing 2012
Sep 5, 2012
29955_dirs_2012-09-04_717e6272-149f-4f99-be5e-f497a15fc70e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Monster Beverage Corp (MNST)
CIK: 0000865752
Period of Report: 2012-09-01
Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-01 | Common Stock | M | 87000 | — | Acquired | 1736280 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-01 | Restricted Stock Units | $ | M | 87000 | Disposed | Common Stock (261000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1981856 | Indirect |
| Common Stock | 9815648 | Indirect |
| Common Stock | 1415732 | Indirect |
| Common Stock | 6305140 | Indirect |
| Common Stock | 184924 | Indirect |
| Common Stock | 71428 | Indirect |
| Common Stock | 257900 | Indirect |
| Common Stock | 40072 | Indirect |
| Common Stock | 189528 | Indirect |
| Common Stock | 482196 | Indirect |
| Common Stock | 92332 | Indirect |
| Common Stock | 186636 | Indirect |
| Common Stock | 170356 | Indirect |
| Common Stock | 30068 | Indirect |
| Common Stock | 200000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.294 | 2015-03-23 | Common Stock (2400000) | 1904890 | Direct |
| Employee Stock Option (right to buy) | $8.435 | 2015-11-11 | Common Stock (1200000) | 960000 | Direct |
| Employee Stock Option (right to buy) | $15.86 | 2018-06-02 | Common Stock (800000) | 326304 | Direct |
| Employee Stock Option (right to buy) | $17.82 | 2019-12-01 | Common Stock (500000) | 300000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. Accordingly, these restricted stock units
were settled in shares of common stock.
F2: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the co-trustee of RCS 2008 GRAT #2 and the trustee of RCS Direct 2011 GRAT.
F3: The options are currently vested.
F4: The options are currently vested with respect to 166,304 shares. The remaining options vest on June 2, 2013.
F5: The remaining options vest in three equal installments on December 1, 2012, 2013 and 2014.
F6: The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F7: The remaining restricted stock units vest in two equal installments on September 1, 2013 and 2014.
F8: Not applicable.