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Monster Beverage Corp — Director's Dealing 2011
Sep 15, 2011
29955_dirs_2011-09-15_a55c4fca-65d5-4ab5-9520-aff968e00849.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANSEN NATURAL CORP (HANS)
CIK: 0000865752
Period of Report: 2011-09-13
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-13 | Common Stock | S | 48000 | $88.28 | Disposed | 3682000 | Indirect |
| 2011-09-14 | Common Stock | S | 45000 | $88.57 | Disposed | 3637000 | Indirect |
| 2011-09-14 | Common Stock | S | 7000 | $89.16 | Disposed | 3630000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 990928 | Indirect |
| Common Stock | 4907824 | Indirect |
| Common Stock | 757866 | Indirect |
| Common Stock | 92462 | Indirect |
| Common Stock | 35714 | Indirect |
| Common Stock | 128950 | Indirect |
| Common Stock | 30036 | Indirect |
| Common Stock | 114764 | Indirect |
| Common Stock | 286098 | Indirect |
| Common Stock | 56166 | Indirect |
| Common Stock | 108318 | Indirect |
| Common Stock | 85178 | Indirect |
| Common Stock | 15034 | Indirect |
| Common Stock | 74154 | Indirect |
| Common Stock | 34010 | Indirect |
| Common Stock | 12080 | Indirect |
| Common Stock | 102946 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Opiton (right to buy) | $.446 | 2012-07-12 | Common Stock (1200000) | 448176 | Direct |
| Employee Stock Opiton (right to buy) | $.531 | 2013-05-28 | Common Stock (1200000) | 860324 | Direct |
| Employee Stock Opiton (right to buy) | $6.588 | 2015-03-23 | Common Stock (1200000) | 1100000 | Direct |
| Employee Stock Opiton (right to buy) | $16.87 | 2015-11-11 | Common Stock (600000) | 600000 | Direct |
| Employee Stock Opiton (right to buy) | $31.72 | 2018-06-02 | Common Stock (400000) | 400000 | Direct |
| Employee Stock Opiton (right to buy) | $35.64 | 2019-12-01 | Common Stock (250000) | 250000 | Direct |
| Restricted Stock Units | $ | Common Stock (130500) | 130500 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $88.00 to $88.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $88.05 to $89.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $89.10 to $89.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P and Hilrod Holdings XII, L.P.
F5: The options are currently vested.
F6: The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013.
F7: The options are currently vested with respect to 50,000 shares. The remaining options vest in four equal installments on December 1, 2011, 2012, 2013 and 2014.
F8: The restricted stock units were granted under the Hansens Natural Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
F9: The restricted stock units vest in three equal installments on September 1, 2012, 2013 and 2014.
F10: Not applicable.