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Monster Beverage Corp — Director's Dealing 2011
Aug 25, 2011
29955_dirs_2011-08-25_67bde3b3-d5e8-4081-a827-6767ef1c829f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANSEN NATURAL CORP (HANS)
CIK: 0000865752
Period of Report: 2011-08-23
Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-23 | Common Stock | S | 36012 | $84.41 | Disposed | 128950 | Indirect |
| 2011-08-24 | Common Stock | S | 7000 | $85.16 | Disposed | 30036 | Indirect |
| 2011-08-24 | Common Stock | S | 20000 | $85.16 | Disposed | 114764 | Indirect |
| 2011-08-24 | Common Stock | S | 30000 | $85.16 | Disposed | 286098 | Indirect |
| 2011-08-24 | Common Stock | S | 5000 | $85.16 | Disposed | 56166 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 990928 | Indirect |
| Common Stock | 4907824 | Indirect |
| Common Stock | 757866 | Indirect |
| Common Stock | 3730000 | Indirect |
| Common Stock | 92462 | Indirect |
| Common Stock | 35714 | Indirect |
| Common Stock | 108318 | Indirect |
| Common Stock | 85178 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $.446 | 2012-07-12 | Common Stock (1200000) | 448176 | Direct |
| Employee Stock Option (right to buy) | $.531 | 2013-05-28 | Common Stock (1200000) | 860324 | Direct |
| Employee Stock Option (right to buy) | $6.588 | 2015-03-23 | Common Stock (1200000) | 1100000 | Direct |
| Employee Stock Option (right to buy) | $16.87 | 2015-11-11 | Common Stock (600000) | 600000 | Direct |
| Employee Stock Option (right to buy) | $31.72 | 2018-06-02 | Common Stock (400000) | 400000 | Direct |
| Employee Stock Option (right to buy) | $35.64 | 2019-12-01 | Common Stock (250000) | 250000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $84.40 to $84.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P and Hilrod Holdings XII, L.P.
F4: Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts. The shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
F5: These shares were previously reported as indirectly beneficially owned by other limited partnerships and directly owned by the reporting person but were contributed to Hilrod Holdings XII, L.P. The reporting person is one of the general partners of the new limited partnership, Hilrod Holdings XII, L.P.
F6: The options are currently vested.
F7: The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013.
F8: The options are currently vested with respect to 50,000 shares. The remaining options vest in four equal installments on December 1, 2011, 2012, 2013 and 2014.