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Monster Beverage Corp — Director's Dealing 2011
Jul 19, 2011
29955_dirs_2011-07-19_738b4db8-ca9b-4e67-81f9-f4c47fbc88f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANSEN NATURAL CORP (HANS)
CIK: 0000865752
Period of Report: 2011-07-15
Reporting Person: SCHLOSBERG HILTON H (Director, Vice Chairman and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-15 | Common Stock | J | 25000 | — | Disposed | 990928 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4907824 | Indirect |
| Common Stock | 757866 | Indirect |
| Common Stock | 3730000 | Indirect |
| Common Stock | 92462 | Indirect |
| Common Stock | 35714 | Indirect |
| Common Stock | 164962 | Indirect |
| Common Stock | 37036 | Indirect |
| Common Stock | 153618 | Indirect |
| Common Stock | 316098 | Indirect |
| Common Stock | 61166 | Indirect |
| Common Stock | 121894 | Indirect |
| Common Stock | 26374 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $.446 | 2012-07-12 | Common Stock (1200000) | 448176 | Direct |
| Employee Stock Option (right to buy) | $.531 | 2013-05-28 | Common Stock (1200000) | 860324 | Direct |
| Employee Stock Option (right to buy) | $6.588 | 2015-03-23 | Common Stock (1200000) | 1100000 | Direct |
| Employee Stock Option (right to buy) | $16.87 | 2015-11-11 | Common Stock (600000) | 600000 | Direct |
| Employee Stock Option (right to buy) | $31.72 | 2018-06-02 | Common Stock (400000) | 400000 | Direct |
| Employee Stock Option (right to buy) | $35.64 | 2019-12-01 | Common Stock (250000) | 250000 | Direct |
Footnotes
F1: The shares of common stock listed in column 4 of table 1 represent shares which are held of record by Brandon Limited Partnership No. 1. Such shares were distributed to a limited partner in accordance with the terms of the partnership agreement.
F2: N/A.
F3: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P. and Hilrod Holdings XI, L.P.
F4: Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts. The shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
F5: The reporting person previously reported indirect beneficial ownership on an aggregate basis of the shares held by the limited partnerships. As a result of the in-kind annuity distributions, the total amount of shares directly and indirectly owned have been reduced by 21,225 shares.
F6: The options are currently vested.
F7: The options are currently vested with respect to 240,000 shares. The remaining options vest in two equal installments on June 2, 2012 and 2013.
F8: The options are currently vested with respect to 50,000 shares. The remaining options vest in four equal installments on December 1, 2011, 2012, 2013 and 2014.