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Monster Beverage Corp — Director's Dealing 2010
Aug 27, 2010
29955_dirs_2010-08-27_ad892c5e-dd65-480a-9e6e-d6c2407c88dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANSEN NATURAL CORP (HANS)
CIK: 0000865752
Period of Report: 2010-08-27
Reporting Person: SACKS RODNEY C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-21 | Common Stock | J | 39080 | — | Disposed | 1040928 | Indirect |
| 2010-08-16 | Common Stock | J | 500000 | — | Disposed | 7513336 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 800000 | Indirect |
| Common Stock | 4080000 | Indirect |
| Common Stock | 21096 | Indirect |
| Common Stock | 192462 | Indirect |
| Common Stock | 95714 | Indirect |
| Common Stock | 265720 | Indirect |
| Common Stock | 42740 | Indirect |
| Common Stock | 153618 | Indirect |
| Common Stock | 347602 | Indirect |
| Common Stock | 66408 | Indirect |
| Common Stock | 121894 | Indirect |
| Common Stock | 65466 | Indirect |
| Common Stock | 122590 | Indirect |
| Common Stock | 46386 | Indirect |
| Common Stock | 19175 | Indirect |
| Common Stock | 62756 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.446 | 2012-07-12 | Common Stock (1200000) | 448176 | Direct |
| Employee Stock Option (right to buy) | $0.531 | 2013-05-28 | Common Stock (1200000) | 860324 | Direct |
| Employee Stock Option (right to buy) | $6.588 | 2015-03-23 | Common Stock (1200000) | 1100000 | Direct |
| Employee Stock Option (right to buy) | $16.87 | 2015-11-11 | Common Stock (600000) | 600000 | Direct |
| Employee Stock Option (right to buy) | $31.72 | 2018-06-02 | Common Stock (400000) | 400000 | Direct |
| Employee Stock Option (right to buy) | $35.64 | 2019-12-01 | Common Stock (250000) | 250000 | Direct |
Footnotes
F1: The shares of common stock listed in column 4 of table 1 represent shares which are held of record by Brandon Limited Partnership No. 1. Such shares were distributed to certain limited partners in accordance with the terms of the partnership agreement, which did not affect the beneficial interest of the reporting person.
F2: The shares of common stock listed in column 4 of table 1 represent shares which are held of record by Brandon Limited Partnership No. 2. Such shares were distributed to certain limited partners in accordance with the terms of the partnership agreement, which did not affect the beneficial interest of the reporting person.
F3: N/A.
F4: The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings III, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P. and Hilrod Holdings X, L.P.
F5: Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts.
F6: These shares were previously reported as indirectly beneficially owned by Hilrod Holdings II, L.P. but were contributed to Hilrod Holdings XI, L.P. on July 28, 2010.
F7: The reporting person is one of the general partners of the new limited partnership, Hilrod Holdings XI, L.P.
F8: Reflects the distribution of shares as the proceeds of an in-kimd annuity payment from existing grantor retained annuity trusts. A portion of those shares were transferred to a new grantor retained annuity trust. The remaining shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
F9: As a result of the in-kind annuity distributions by Hilrod Holdings V, L.P. and Hilrod Holdings VIII, L.P., the total amount of shares directly and indirectly owned have been increased by 57,961 shares.
F10: The options are currently vested.
F11: The options are currently vested with respect to 480,000 ahares. The remaining options vest on November 11, 2010.
F12: The options are currently vested with respect to 160,000 shares. The remaining options vest in three equal installments on June 2, 2011, 2012 and 2013.
F13: The options vest in five equal installments on December 1, 2010, 2011, 2012, 2013 and 2014.