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MONRO, INC. — Director's Dealing 2015
Oct 29, 2015
32744_dirs_2015-10-29_18b4416c-d186-455a-bf59-55ec16b7ce9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MONRO MUFFLER BRAKE INC (MNRO)
CIK: 0000876427
Period of Report: 2015-08-27
Reporting Person: GROSS ROBERT G (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-27 | Common Stock | G | 3000 | $75.57 | Disposed | 112807 | Direct |
| 2015-10-28 | Common Stock | M | 150000 | $33.62 | Acquired | 262807 | Direct |
| 2015-10-28 | Common Stock | J | 102000 | $75.99 | Disposed | 160807 | Direct |
| 2015-10-28 | Common Stock | S | 26711 | $76.0044 | Disposed | 134096 | Direct |
| 2015-10-29 | Common Stock | S | 1289 | $76.0113 | Disposed | 132807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-28 | Common Stock | $33.62 | M | 37500 | Disposed | 2016-01-03 | COMMON STOCK (37500) | Direct |
| 2015-10-28 | Common Stock | $33.62 | M | 37500 | Disposed | 2016-01-03 | COMMON STOCK (37500) | Direct |
| 2015-10-28 | Common Stock | $33.62 | M | 37500 | Disposed | 2016-01-03 | COMMON STOCK (37500) | Direct |
| 2015-10-28 | Common Stock | $33.62 | M | 37500 | Disposed | 2016-01-03 | COMMON STOCK (37500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| HOLDING | 115807 | Direct |
Footnotes
F1: As permitted pursuant to the terms of the 2007 Incentive Stock Plan, the reporting person delivered these securities to the Issuer in order to pay for the exercise of options reported on Tables I and II and certain personal tax obligations related to such exercise. The securities were valued at the closing price of the Issuer's stock on October 28, 2015, the date on which the reporting person exercised the options and surrendered the shares.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 to $76.049, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request.
F3: The reporting person has completed all intended sales of the Issuer's stock as disclosed on his Form 144 dated October 28, 2015, which were undertaken for personal tax planning and diversification purposes.