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MONRO, INC. — Director's Dealing 2015
May 12, 2015
32744_dirs_2015-05-12_cacc55c6-9300-4dfd-8375-4780e96e5eb0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MONRO MUFFLER BRAKE INC (MNRO)
CIK: 0000876427
Period of Report: 2015-03-28
Reporting Person: BERENSON RICHARD A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-20 | Common Stock | F | 15100 | $52.15 | Disposed | 7159 | Direct |
| 2014-11-20 | Common Stock | M | 10000 | $35.18 | Acquired | 17159 | Direct |
| 2014-11-20 | Common Stock | M | 9799 | $44.46 | Acquired | 26958 | Direct |
| 2014-12-04 | Common Stock | F | 200 | $55.05 | Disposed | 26758 | Direct |
| 2014-12-04 | Common Stock | M | 201 | $44.46 | Acquired | 26959 | Direct |
| 2015-01-09 | Common Stock | F | 11450 | $57.00 | Disposed | 15509 | Direct |
| 2015-01-09 | Common Stock | M | 10260 | $26.64 | Acquired | 25769 | Direct |
| 2015-01-09 | Common Stock | M | 10000 | $35.57 | Acquired | 35769 | Direct |
| 2015-02-27 | Common Stock | S | 30000 | $63.902 | Disposed | 6292 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-20 | Options (Right to Buy) | $35.18 | M | 10000 | Disposed | 2017-08-06 | Common Stock (10000) | Direct |
| 2014-11-20 | Options (Right to Buy) | $44.46 | M | 9799 | Disposed | 2018-08-05 | Common Stock (9799) | Direct |
| 2014-12-04 | Options (Right to Buy) | $44.46 | M | 201 | Disposed | 2018-08-05 | Common Stock (201) | Direct |
| 2015-01-09 | Options (Right to Buy) | $26.64 | M | 10260 | Disposed | 2015-08-09 | Common Stock (10260) | Direct |
| 2015-01-09 | Options (Right to Buy) | $35.57 | M | 10000 | Disposed | 2016-08-08 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| HOLDINGS | 22259 | Direct |
| Common Stock | 36292 | Direct |
Footnotes
F1: As permitted pursuant to the terms of the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of options reported on Tables I and II. The shares were valued at the closing price for the Issuer's stock on November 20, 2014, the date on which the reporting person exercised the options.
F2: As permitted pursuant to the terms of the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of options reported on Tables I and II. The shares were valued at the closing price for the Issuer's stock on December 4, 2014, the date on which the reporting person exercised the options.
F3: As permitted pursuant to the terms of the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of options reported on Tables I and II. The shares were valued at the closing price for the Issuer's stock on January 9, 2015, the date on which the reporting person exercised the options.
F4: Reporting Person identified a clerical error from February 2014, December 2014 and January 9, 2015 in which 72, 37 and 414, shares of the Issuer's stock were not reported in the number of securities beneficially owned. The Reporting Person has corrected the error with this filing.