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MONRO, INC. — Director's Dealing 2015
Nov 19, 2015
32744_dirs_2015-11-19_7e5f3e57-e21b-4ea2-a525-16fa2324b625.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MONRO MUFFLER BRAKE INC (MNRO)
CIK: 0000876427
Period of Report: 2015-11-17
Reporting Person: Van Heel John W (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-17 | Common Stock | J | 13683 | $73.56 | Disposed | 113351 | Direct |
| 2015-11-17 | Common Stock | M | 11250 | $16.30 | Acquired | 124601 | Direct |
| 2015-11-17 | Common Stock | M | 22500 | $15.27 | Acquired | 147101 | Direct |
| 2015-11-17 | Common Stock | M | 18000 | $26.64 | Acquired | 165101 | Direct |
| 2015-11-17 | Common Stock | S | 5400 | $73.67 | Disposed | 159701 | Direct |
| 2015-11-18 | Common Stock | S | 22698 | $73.51 | Disposed | 137003 | Direct |
| 2015-11-19 | Common Stock | S | 6902 | $73.20 | Disposed | 130101 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-17 | Options (Right to buy) | $16.30 | M | 2812 | Disposed | 2016-05-17 | Common Stock (2812) | Direct |
| 2015-11-17 | Options (Right to buy) | $16.30 | M | 2813 | Disposed | 2016-05-17 | Common Stock (2813) | Direct |
| 2015-11-17 | Options (Right to buy) | $16.30 | M | 2812 | Disposed | 2016-05-17 | Common Stock (2812) | Direct |
| 2015-11-17 | Options (Right to buy) | $16.30 | M | 2813 | Disposed | 2016-05-17 | Common Stock (2813) | Direct |
| 2015-11-17 | Options (Right to buy) | $15.27 | M | 5625 | Disposed | 2016-10-08 | Common Stock (5625) | Direct |
| 2015-11-17 | Options (Right to buy) | $15.27 | M | 5625 | Disposed | 2016-10-08 | Common Stock (5625) | Direct |
| 2015-11-17 | Options (Right to buy) | $15.27 | M | 5625 | Disposed | 2016-10-08 | Common Stock (5625) | Direct |
| 2015-11-17 | Options (Right to buy) | $15.27 | M | 5625 | Disposed | 2016-10-08 | Common Stock (5625) | Direct |
| 2015-11-17 | Options (Right to buy) | $26.64 | M | 4500 | Disposed | 2016-08-09 | Common Stock (4500) | Direct |
| 2015-11-17 | Options (Right to buy) | $26.64 | M | 4500 | Disposed | 2016-08-09 | Common Stock (4500) | Direct |
| 2015-11-17 | Options (Right to buy) | $26.64 | M | 4500 | Disposed | 2016-08-09 | Common Stock (4500) | Direct |
| 2015-11-17 | Options (Right to buy) | $26.64 | M | 4500 | Disposed | 2016-08-09 | Common Stock (4500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| HOLDINGS | 127034 | Direct |
Footnotes
F1: As permitted pursuant to the terms of the 1998 Employee Incentive Stock Option Plan and the 2007 Stock Option Plan, the reporting person delivered these shares to the Issuer in order to pay for the exercise of 51,750 non-qualified stock options reported on Tables I and II that expire within the next 12 months. The shares were valued at the closing price for the Issuer's stock on November 17, 2015, the date on which the reporting person delivered these shares and exercised the options.
F2: The reporting person sold stock on November 17, 18 and 19, 2015, to pay taxes related to the exercise of options during the month. The reporting person's holdings of the Issuer's stock increased by 3,067 shares as a result of the stock option exercise and related sales reported on this form and increased by an aggregate of 22,671 shares as a result of all November activity.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.50 to $73.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for the transactions being reported on this Form 4.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.50 to $73.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for the transactions being reported on this Form 4.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.20 to $73.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price for the transactions being reported on this Form 4.