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MongoDB, Inc. Registration Form 2018

Mar 30, 2018

30201_rf_2018-03-30_6c3e048f-27ec-4024-b9a8-a9958e956b74.zip

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As filed with the U.S. Securities and Exchange Commission on March 30, 2018 Registration No. 333-

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

MongoDB, Inc.

(Exact name of Registrant as specified in its charter)

Delaware 26-1463205
(State or other jurisdiction of Incorporation or organization) (I.R.S. Employer Identification No.)

229 W. 43rd Street, 5th Floor New York, NY 10036

646-727-4092

(Address of principal executive offices) (Zip code)

MongoDB, Inc. 2016 Equity Incentive Plan

MongoDB, Inc. 2017 Employee Stock Purchase Plan

(Full titles of the plans)


Dev Ittycheria

President and Chief Executive Officer

MongoDB, Inc.

229 W. 43rd Street, 5th Floor

New York, NY 10036

646-727-4092

(Name and address of agent for service) (Telephone number, including area code, of agent for service)

Copies to:

Nicole Brookshire

Cooley LLP

1114 Avenue of the Americas

New York, NY 10036

212-479-6000

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer ¨ Accelerated filer ¨
Non-accelerated filer ☑ (Do not check if a smaller reporting company) Smaller reporting company ¨
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

CALCULATION OF REGISTRATION FEE

Title of Securities to be Registered Amount to be Registered (1) Proposed Maximum Offering Price per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee
Class A Common Stock, par value $0.001 per share
– 2016 Equity Incentive Plan 2,681,452 (2) $39.59 (4) $106,158,685 $13,217
– 2017 Employee Stock Purchase Plan 505,755 (3) $33.66 (5) $17,023,714 $2,120
Total 3,187,207 $123,182,399 $15,337

(1) Pursuant to Rule 416(a) promulgated under the Securities Act of 1933, as amended (the “ Securities Act ”), this Registration Statement shall also cover any additional shares of Registrant’s Class A common stock that become issuable under the plans set forth herein by reason of any stock dividend, stock split, recapitalization, or other similar transaction effected that results in an increase to the number of outstanding shares of Registrant’s Class A common stock.

(2) Represents (i) an automatic annual increase equal to 5% of the total number of shares of the Registrant’s capital stock outstanding on the last day of the immediately preceding fiscal year to the aggregate number of shares of the Registrant’s Class A common stock reserved for issuance under, and which annual increase is provided by, the Registrant’s 2016 Equity Incentive Plan (as amended, the “ 2016 Plan ”) plus (ii) 152,674 shares of the Registrant's Class A common stock that have become available for issuance under the 2016 Plan as a result of the forfeiture, termination, expiration or repurchase of stock options or other stock awards that had been granted the Registrant's 2008 Stock Incentive Plan, pursuant to the terms of the 2016 Plan.

(3) Represents an automatic increase equal to 1% of the total number of shares of the Registrant’s capital stock outstanding on the last day of the immediately preceding fiscal year to the aggregate number of shares of the Registrant’s Class A common stock reserved for issuance under, and which annual increase is provided by, the Registrant’s 2017 Employee Stock Purchase Plan (the “ 2017 ESPP ”).

(4) Estimated in accordance with Rule 457(c) and (h) solely for purposes of calculating the registration fee on the basis of $39.59, the average of the high and low prices of the Registrant’s Class A common stock as reported on the Nasdaq Global Select Market on March 23, 2018.

(5) Estimated in accordance with Rule 457(c) and (h) solely for the purpose of calculating the registration fee on the basis of $33.66, the average of the high and low prices of the Registrant’s Class A common stock as reported on the Nasdaq Global Select Market on March 23, 2018, multiplied by 85%, which is the percentage of the price per share applicable to purchases under the 2017 ESPP.

REGISTRATION OF ADDITIONAL SHARES

PURSUANT TO GENERAL INSTRUCTION E

Pursuant to General Instruction E of Form S-8, MongoDB, Inc. (the “ Registrant ”) is filing this Registration Statement with the Securities and Exchange Commission (the “ Commission ”) to register (1) 2,681,452 additional shares of its Class A common stock under the 2016 Plan, pursuant to the provisions of the 2016 Plan providing for an automatic increase in the number of shares Class A common stock reserved and available for issuance under the 2016 Plan on February 1, 2018 and (2) 505,755 additional shares of its Class A common stock under the 2017 ESPP, pursuant to the provisions of 2017 ESPP providing for an automatic increase in the number of shares of Class A common stock reserved and available for issuance under the 2017 ESPP on February 1, 2018. In accordance with the instructional note to Part I of Form S-8 as promulgated by the Commission, the information specified by Part I of the Form S-8 has been omitted from this Registration Statement.

PART II

ITEM 3. INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

The following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:

(a) The contents of the Registrant’s Registration Statement on Form S-8 (File No. 333-221028), filed with the Commission on October 20, 2017;

(b) The Registrant’s Annual Report on Form 10-K for the fiscal year ended January 31, 2018, filed with the Commission on March 30, 2018;

(c) All other reports of the Registrant filed pursuant to Sections 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”) since the end of the fiscal year covered by the Registrant’s Annual Report referred to in (1) above (other than Current Reports furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits furnished on such form that relate to such items).

(d) The description of the Registrant’s Class A common stock, which is contained in a registration statement on Form 8-A filed on October 10, 2017 (File No. 001-38240) under the Exchange Act, including any amendment or report filed for the purpose of updating such description.

(e) All other reports and documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act (other than Current Reports furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits furnished on such form that relate to such items) on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this Registration Statement from the date of the filing of such reports and documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document that also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

ITEM 8. EXHIBITS

Exhibit Number Description Incorporated by Reference — Schedule Form File Number Exhibit Filing Date
4.1 Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect 8-K 001-38240 3.1 October 25, 2017
4.2 Amended and Restated Bylaws of the Registrant, as currently in effect S-1 333-220557 3.4 September 21, 2017
4.3 Form of Class A common stock certificate of the Registrant S-1/A 333-220557 4.1 October 6, 2017
5.1* Opinion of Cooley LLP
23.1* Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm
23.2* Consent of Cooley LLP (included in Exhibit 5.1)
24.1* Power of Attorney (included on the signature page of this Form S-8)
99.1 Amended and Restated 2016 Equity Incentive Plan and Forms of Stock Option Agreement, Notice of Exercise, Stock Option Grant Notice and Restricted Stock Unit Award Agreement thereunder S-1/A 333-220557 10.2 October 6, 2017
99.2 Forms of Restricted Stock Award Grant Notice and Restricted Stock Award Agreement under the Amended and Restated 2016 Equity Incentive Plan 10-K 001-38240 10.3 March 30, 2018
99.3 2017 Employee Stock Purchase Plan S-1/A 333-220557 10.4 October 6, 2017
  • Filed herewith

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in New York, New York, on the 30th day of March 2018.

MONGODB, INC.
By: /s/ Dev Ittycheria
Name: Dev Ittycheria
Title: President, Chief Executive Officer and Director

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS , that each person whose signature appears below constitutes and appoints Dev Ittycheria and Michael Gordon, and each of them, as his or her true and lawful attorneys-in-fact and agents, each with the full power of substitution, for him or her and in their name, place or stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to sign any registration statement for the same offering covered by this Registration Statement that is to be effective upon filing pursuant to Rule 462(b) promulgated under the Securities Act, and all post-effective amendments thereto, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

Signature Title Date
/s/ Dev Ittycheria President, Chief Executive Officer and Director (Principal Executive Officer) March 30, 2018
Dev Ittycheria
/s/ Michael Gordon Chief Financial Officer (Principal Financial Officer) March 30, 2018
Michael Gordon
/s/ Thomas Bull Corporate Controller (Principal Accounting Officer) March 30, 2018
Thomas Bull
/s/ Kevin P. Ryan Director March 30, 2018
Kevin P. Ryan
/s/ Roelof Botha Director March 30, 2018
Roelof Botha
/s/ Hope Cochran Director March 30, 2018
Hope Cochran
/s/ Charles M. Hazard, Jr. Director March 30, 2018
Charles M. Hazard, Jr.
/s/ Eliot Horowitz Director March 30, 2018
Eliot Horowitz
/s/ Tom Killalea Director March 30, 2018
Tom Killalea
/s/ John McMahon Director March 30, 2018
John McMahon