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MongoDB, Inc. — Director's Dealing 2021
Jan 6, 2021
30201_dirs_2021-01-06_8b4a0788-1af7-4d55-9c26-8074d7bda009.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2021-01-04
Reporting Person: Pech Cedric (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Class A Common Stock | M | 5730 | $8.40 | Acquired | 92398 | Indirect |
| 2021-01-04 | Class A Common Stock | S | 528 | $344.96 | Disposed | 91870 | Indirect |
| 2021-01-06 | Class A Common Stock | S | 2 | $224.47 | Disposed | 41159 | Direct |
| 2021-01-06 | Class A Common Stock | S | 219 | $351.20 | Disposed | 40940 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Employee Stock Option (Right to Buy) | $8.4 | M | 5730 | Disposed | 2027-04-05 | Class A Common Stock (5730.0) | Indirect |
Footnotes
F1: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.
F3: Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options.
F4: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.
F5: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $348.20 to $348.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest in 6 equal monthly installments beginning on February 1, 2021, subject to the Reporting Person providing continuous service to the Issuer on each such date.