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MongoDB, Inc. — Director's Dealing 2021
Jun 10, 2021
30201_dirs_2021-06-10_afa20c7f-3dc4-4acb-aaed-c686b61f1b83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2021-06-08
Reporting Person: Pech Cedric (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Class A Common Stock | S | 2105 | $315.75 | Disposed | 53186 | Direct |
| 2021-06-08 | Class A Common Stock | S | 1400 | $316.66 | Disposed | 51786 | Direct |
| 2021-06-08 | Class A Common Stock | S | 891 | $318.78 | Disposed | 50895 | Direct |
| 2021-06-08 | Class A Common Stock | S | 2399 | $319.77 | Disposed | 48496 | Direct |
| 2021-06-08 | Class A Common Stock | S | 400 | $320.51 | Disposed | 48096 | Direct |
| 2021-06-08 | Class A Common Stock | S | 1875 | $321.56 | Disposed | 46221 | Direct |
| 2021-06-08 | Class A Common Stock | S | 100 | $322.47 | Disposed | 46121 | Direct |
| 2021-06-08 | Class A Common Stock | M | 11458 | $8.40 | Acquired | 118901 | Indirect |
| 2021-06-08 | Class A Common Stock | S | 293 | $315.98 | Disposed | 118608 | Indirect |
| 2021-06-08 | Class A Common Stock | S | 200 | $317 | Disposed | 118408 | Indirect |
| 2021-06-08 | Class A Common Stock | S | 300 | $318.16 | Disposed | 118108 | Indirect |
| 2021-06-08 | Class A Common Stock | S | 63 | $320.05 | Disposed | 118045 | Indirect |
| 2021-06-08 | Class A Common Stock | S | 235 | $321.37 | Disposed | 117810 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-08 | Employee Stock Option (Right to Buy) | $8.4 | M | 11458 | Disposed | 2027-04-05 | Class A Common Stock (11458.0) | Indirect |
Footnotes
F1: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $315.09 to $316.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $316.25 to $316.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $318.16 to $319.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $319.22 to $320.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $320.26 to $320.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $321.41 to $322.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.
F9: Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options.
F10: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $315.97 to $316.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $319.89 to $320.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F12: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $320.97 to $321.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F13: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest on July 1, 2021, subject to the Reporting Person providing continuous service to the Issuer on such date.