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MongoDB, Inc. — Director's Dealing 2021
Sep 10, 2021
30201_dirs_2021-09-09_bc2e0946-2f6d-44fe-8a9a-3faefdf3dfac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2021-09-07
Reporting Person: Ittycheria Dev (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-07 | Class A Common Stock | M | 35000 | $6.50 | Acquired | 255196 | Direct |
| 2021-09-07 | Class A Common Stock | S | 2684 | $489.51 | Disposed | 252512 | Direct |
| 2021-09-07 | Class A Common Stock | S | 427 | $490.92 | Disposed | 252085 | Direct |
| 2021-09-07 | Class A Common Stock | S | 2007 | $492.19 | Disposed | 250078 | Direct |
| 2021-09-07 | Class A Common Stock | S | 1877 | $493.47 | Disposed | 248201 | Direct |
| 2021-09-07 | Class A Common Stock | S | 3743 | $494.23 | Disposed | 244458 | Direct |
| 2021-09-07 | Class A Common Stock | S | 833 | $495.12 | Disposed | 243625 | Direct |
| 2021-09-07 | Class A Common Stock | S | 2163 | $496.64 | Disposed | 241462 | Direct |
| 2021-09-07 | Class A Common Stock | S | 1775 | $497.36 | Disposed | 239687 | Direct |
| 2021-09-07 | Class A Common Stock | S | 1400 | $498.48 | Disposed | 238287 | Direct |
| 2021-09-07 | Class A Common Stock | S | 288 | $499.52 | Disposed | 237999 | Direct |
| 2021-09-07 | Class A Common Stock | S | 1300 | $500.77 | Disposed | 236699 | Direct |
| 2021-09-07 | Class A Common Stock | S | 2202 | $501.97 | Disposed | 234497 | Direct |
| 2021-09-07 | Class A Common Stock | S | 3721 | $503.05 | Disposed | 230776 | Direct |
| 2021-09-07 | Class A Common Stock | S | 3119 | $504.04 | Disposed | 227657 | Direct |
| 2021-09-07 | Class A Common Stock | S | 2538 | $504.99 | Disposed | 225119 | Direct |
| 2021-09-07 | Class A Common Stock | S | 1100 | $506.23 | Disposed | 224019 | Direct |
| 2021-09-07 | Class A Common Stock | S | 800 | $507.30 | Disposed | 223219 | Direct |
| 2021-09-07 | Class A Common Stock | S | 1266 | $508.06 | Disposed | 221953 | Direct |
| 2021-09-07 | Class A Common Stock | S | 700 | $509.41 | Disposed | 221253 | Direct |
| 2021-09-07 | Class A Common Stock | S | 700 | $511.06 | Disposed | 220553 | Direct |
| 2021-09-07 | Class A Common Stock | S | 100 | $512.98 | Disposed | 220453 | Direct |
| 2021-09-07 | Class A Common Stock | S | 257 | $514.65 | Disposed | 220196 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Employee Stock Option (Right to Buy) | $6.5 | M | 35000 | Disposed | 2024-09-12 | Class A Common Stock (35000.0) | Direct |
Footnotes
F1: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $489.25 to $489.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $490.61 to $491.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $491.75 to $492.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $492.85 to $493.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $493.85 to $494.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $494.94 to $495.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $495.99 to $496.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $497.03 to $498.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $498.05 to $498.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $499.29 to $499.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F12: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $500.49 to $501.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F13: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $501.61 to $502.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F14: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $502.62 to $503.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F15: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $503.65 to $504.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F16: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $504.65 to $505.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F17: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $505.68 to $506.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F18: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $506.87 to $507.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F19: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $507.93 to $508.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F20: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $508.93 to $509.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F21: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $510.38 to $511.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F22: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $514.41 to $514.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F23: Immediately exercisable and fully vested.