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MongoDB, Inc. — Director's Dealing 2020
Jan 9, 2020
30201_dirs_2020-01-09_78d5f6c1-912f-4d64-bcaa-70a0cd6fcf45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2020-01-07
Reporting Person: Pech Cedric (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-07 | Class A Common Stock | S | 125 | $140.50 | Disposed | 26824 | Direct |
| 2020-01-08 | Class A Common Stock | S | 1934 | $138.90 | Disposed | 24890 | Direct |
| 2020-01-07 | Class A Common Stock | M | 5600 | $8.40 | Acquired | 27900 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-07 | Employee Stock Option (Right to Buy) | $8.4 | M | 5600 | Disposed | 2027-04-05 | Class A Common Stock (5600.0) | Indirect |
Footnotes
F1: The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
F2: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The reporting person has elected to exercise and hold the shares at this time.
F4: KW Investments SRL is an Italian limited liability company owned by the reporting person and the reporting person's spouse.
F5: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 12,205 shares are vested. The remaining shares shall vest in 18 equal monthly installments beginning on February 1, 2020, subject to the reporting person providing continuous service to the Issuer on each such date.