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MongoDB, Inc. — Director's Dealing 2020
Apr 13, 2020
30201_dirs_2020-04-13_63f4715e-9c10-466b-8637-515802eaaaaa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2020-04-09
Reporting Person: Horowitz Eliot (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-09 | Class A Common Stock | C | 3000 | — | Acquired | 108622 | Direct |
| 2020-04-09 | Class A Common Stock | S | 3000 | $140 | Disposed | 105622 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-09 | Class B Common Stock | $ | C | 3000 | Disposed | Class A Common Stock (3000.0) | Direct |
Footnotes
F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
F2: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.