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MongoDB, Inc. — Director's Dealing 2020
Sep 11, 2020
30201_dirs_2020-09-10_b99d6600-74ee-4dde-81f4-d3e9c0dafe16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2020-09-08
Reporting Person: Pech Cedric (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-08 | Class A Common Stock | M | 20588 | $8.40 | Acquired | 73438 | Indirect |
| 2020-09-08 | Class A Common Stock | S | 2201 | $206.50 | Disposed | 71237 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-08 | Employee Stock Option (Right to Buy) | $8.4 | M | 20588 | Disposed | 2027-04-05 | Class A Common Stock (20588.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 43310 | Direct |
Footnotes
F1: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.
F2: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.
F3: Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
F4: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest in 10 equal monthly installments beginning on October 1, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.