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MongoDB, Inc. — Director's Dealing 2020
Oct 6, 2020
30201_dirs_2020-10-05_82f04f17-5e49-4e5d-a611-92ab2a1da7cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2020-10-01
Reporting Person: Gordon Michael Lawrence (COO and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Class A Common Stock | A | 774 | — | Acquired | 114408 | Direct |
| 2020-10-02 | Class A Common Stock | S | 5264 | $224.47 | Disposed | 109144 | Direct |
| 2020-10-02 | Class A Common Stock | S | 234 | $228.95 | Disposed | 108910 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
| Class A Common Stock | 1000 | Indirect |
Footnotes
F1: Represents shares of Class A common stock received upon the vesting of a portion of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on April 7, 2020 under the Issuer's annual bonus plan and 2016 Equity Incentive Plan, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. The remainder of the shares underlying the RSUs will be eligible for vesting on April 1, 2021. Each RSU represents the contingent right to receive one share of common stock of the Issuer.
F2: Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.