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MongoDB, Inc. — Director's Dealing 2020
Dec 3, 2020
30201_dirs_2020-12-03_93df3596-a014-4ad4-a1b9-b1dc972bd15a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2020-12-01
Reporting Person: Pech Cedric (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Class A Common Stock | M | 5729 | $8.40 | Acquired | 87227 | Indirect |
| 2020-12-01 | Class A Common Stock | S | 559 | $282.01 | Disposed | 86668 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Employee Stock Option (Right to Buy) | $8.4 | M | 5729 | Disposed | 2027-04-05 | Class A Common Stock (5729.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 41161 | Direct |
Footnotes
F1: The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.
F2: KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.
F3: Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options.
F4: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest in 7 equal monthly installments beginning on January 1, 2021, subject to the Reporting Person providing continuous service to the Issuer through each such date.