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MongoDB, Inc. — Director's Dealing 2020
Dec 15, 2020
30201_dirs_2020-12-15_44dc43e4-d6ef-4de3-9677-b0d7b32162f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2020-12-11
Reporting Person: McMahon John Dennis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-11 | Class A Common Stock | M | 20000 | $7.16 | Acquired | 31641 | Direct |
| 2020-12-11 | Class A Common Stock | S | 15718 | $335.38 | Disposed | 15923 | Direct |
| 2020-12-11 | Class A Common Stock | S | 4182 | $336.72 | Disposed | 11741 | Direct |
| 2020-12-11 | Class A Common Stock | S | 100 | $337.79 | Disposed | 11641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-11 | Stock Option (Right to Buy) | $7.16 | M | 20000 | Disposed | 2026-10-05 | Class A Common Stock (20000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 30020 | Indirect |
Footnotes
F1: This number excludes 25,000 shares previously owned directly by the Reporting Person that transferred to The John D. McMahon 1995 Trust (the "Trust") on November 5, 2019 and 5,020 shares previously owned directly by the Reporting Person that were transferred to the Trust on November 13, 2020.
F2: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $335.01 to $335.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $336.24 to $337.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: These shares are held by The John D. McMahon 1995 Trust, a revocable trust of which the Reporting Person is a trustee.
F5: Immediately exercisable and fully vested.