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MongoDB, Inc. — Director's Dealing 2019
Jul 12, 2019
30201_dirs_2019-07-12_6c46404e-962a-4cfd-aea7-303bc5f55802.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2019-07-10
Reporting Person: Hazard Charles M Jr (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-10 | Class A Common Stock | A | 1057 | — | Acquired | 115573 | Direct |
| 2019-07-12 | Class A Common Stock | G | 3133 | — | Disposed | 112440 | Direct |
| 2019-07-12 | Class A Common Stock | A | 3133 | — | Acquired | 3133 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 28345 | Indirect |
Footnotes
F1: Represents 1,057 restricted stock units acquired pursuant to the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date, and (ii) the date of the Issuer's 2020 annual stockholders' meeting, subject to the reporting person providing continuous service to the Issuer on such date.
F2: Represents 3,133 shares underlying restricted stock units granted to the reporting person on July 12, 2018, which vested in full on July 12, 2019. Pursuant to the terms of a Nominee Agreement between the reporting person and Exeter Venture Management Company, LLC ("Exeter Venture Management"), upon such vesting these share were issued to Exeter Venture Management.
F3: These shares are held by Exeter Venture Management. The reporting person is a managing member of Exeter Venture Management and, as such, may be deemed to have the power to vote and dispose of the shares held by Exeter Venture Management. The reporting person disclaims beneficial ownership of the shares owned by Exeter Venture Management except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: These shares are held by The Narragansett Bay Childrens Trust (the "Trust"). The reporting person is the Trustee of the Trust and, as such, has the power to vote and dispose of the shares held by the Trust. The reporting person disclaims beneficial ownership of the shares owned by the Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.