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MongoDB, Inc. Director's Dealing 2018

Oct 4, 2018

30201_dirs_2018-10-03_b5dcbbb2-3bfc-4d22-9bec-043cbeb91870.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MongoDB, Inc. (MDB)
CIK: 0001441816
Period of Report: 2018-10-01

Reporting Person: Eisenberg Meagen (Chief Marketing Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-01 Class A Common Stock C 46250 Acquired 77745 Direct
2018-10-01 Class A Common Stock S 27448 $78.95 Disposed 50297 Direct
2018-10-01 Class A Common Stock S 5350 $80.21 Disposed 44947 Direct
2018-10-01 Class A Common Stock S 13352 $80.95 Disposed 31595 Direct
2018-10-01 Class A Common Stock S 100 $81.68 Disposed 31495 Direct
2018-10-02 Class A Common Stock S 391 $75.23 Disposed 31104 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-01 Employee Stock Option (Right to Buy) $6.5 M 46250 Disposed 2025-04-22 Class B Common Stock (46250.0) Direct
2018-10-01 Class B Common Stock $ M 46250 Acquired Class A Common Stock (46250.0) Direct
2018-10-01 Class B Common Stock $ C 46250 Disposed Class A Common Stock (46250.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1000 Indirect

Footnotes

F1: The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.

F3: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $78.66 to $79.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $79.66 to $80.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $80.66 to $81.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: The transaction reported represents the sale of shares of Class A common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. This sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F7: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.05 to $75.24, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8: All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 75,000 shares are vested. The remaining shares shall vest in 6 equal monthly installments beginning on October 4, 2018, subject to the reporting person providing continuous service to the Issuer on each such date.