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MONEYME LIMITED — Director's Dealing 2021
Jan 6, 2021
65350_rns_2021-01-06_846c2b03-c071-4d6a-bc1d-c52b5ba0ef95.pdf
Director's Dealing
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MoneyMe Limited ASX: MME
ASX Announcement
7 January 2021
Change of Directors’ Interest Notices
In accordance with ASX Listing Rule 3.19A.2A, MoneyMe Limited (ASX: MME) (“ MoneyMe ” or “ Group ”) provides Appendix 3Y notices in respect of Performance Rights approved by members at MoneyMe’s 2020 Annual General Meeting and recently issued to Clayton Howes, Peter Coad and Jonathan Lechte.
It has also come to the attention of MoneyMe that, as a result of an administrative oversight, the Appendix 3X documents submitted at the time of the Group’s listing in December 2019 in respect of the holdings in the Group by Peter Coad, Jonathan Lechte and Scott Emery omitted to include the entirety of Messrs Coad’s, Lechte’s and Emery’s holdings, this having just come to the attention of MoneyMe. This omission carried through to subsequent Appendix 3Y documents lodged on behalf of Messrs Coad, Lechte and Emery during 2020. Steps have now been put in place to ensure that directors’ holdings, as disclosed, align with what is set out in the register.
The holdings that were omitted from inclusion in the original Appendix 3X, and which were issued as part of the initial placement for the IPO of MoneyMe (at $1.25 per share), are as follows:
| Director | Name of Holding | Number of Shares |
|---|---|---|
| Peter Coad | Rustica Pty Ltd | 69,200 |
| Jonathan Lechte | Third Return Superannuation Pty Ltd Super Fund A/C> | 69,200 |
| Scott Emery | Emery No. 2 Pty Ltd | 152,000 |
Consequently, the holdings of these directors have been understated by the above amounts.
These additional holdings above have now been included in the “Number of securities held prior to change” section of the attached Appendix 3Y forms for Messrs Coad, Lechte and Emery, and carried through to “Number of securities held after change” section of that form.
While there is no other event triggering the issue of an Appendix 3Y for Mr Emery, the most recent Appendix 3Y lodged for Mr Emery on 28 September 2020 has been updated to reflect the correct holdings and is attached.
Authorised on behalf of the MoneyMe Board and Disclosure Committee by Clayton Howes, CEO & Managing Director.
ENDS
For further information please contact:
Managing Director and CEO Company Secretary Investor Relations Clayton Howes Graeme Blackett [email protected] [email protected] [email protected]
About MoneyMe
MoneyMe (ASX: MME) | Level 3 / 131 Macquarie Street, Sydney NSW 2000 ACN 636 747 414 | moneyme.com.au
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MoneyMe is a digital credit business leveraging technology (the Horizon Technology Platform) and analytics to deliver highly automated innovative products and customer experiences. We originate personal loans, revolving credit and interest-free products, for credit approved customers who are seeking simplicity, convenience and flexibility. Our technology platform enables applications to be completed within approximately five minutes and funds to be disbursed, or credit limits to be available, to the customer shortly after approval.
MoneyMe (ASX: MME) | Level 3 / 131 Macquarie Street, Sydney NSW 2000 ACN 636 747 414 | moneyme.com.au
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | MoneyMe Limited |
|---|---|
| ABN | 29 636 747 414 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Clayton Howes |
|---|---|
| Date of last notice | 28 August 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A | |
| Date of change | 31 December 2020 | |
| No. of securities held prior to change | Clayton Howes 1 share 252,000 Performance Rights with a final vesting date of 30 June 2022. Howes Advisory Pty Ltd A/C> 50,294,716shares of which47,779,980are voluntarily escrowed until the start of the second trading day after the release of each of the following to the ASX: • 22,632,622– half-year financial results to 31 December 2020; and • 25,147,358 – annual financial results for theyear to30June 2021. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Performance Rights | |
|---|---|---|
| Number acquired | 210,000 | |
| Number disposed | - | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Performance rights are issued for no consideration – the value attributed by the Company to 100,000 Performance rights is$315,000 |
|
| No. of securities held after change | Clayton Howes 1 share 252,000 Performance Rights with a final vesting date of 30 June 2022. 210,000 Performance Rights with a final vesting date of 30 June 2023. Howes Advisory Pty Ltd A/C> 50,294,716shares of which47,779,980are voluntarily escrowed until the start of the second trading day after the release of each of the following to the ASX: • 22,632,622– half-year financial results to 31 December 2020; and • 25,147,358 – annual financial results for the year to 30 June 2021. |
|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Performance Rights |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade N/A to proceed during this period? If prior written clearance was provided, on what date was this N/A provided?
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
31Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | MoneyMe Limited |
|---|---|
| ABN | 29 636 747 414 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Peter Coad |
|---|---|
| Date of last notice | 28 August 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A | |
| Date of change | 31 December 2020 | |
| No. of securities held prior to change | Rustica Pty Ltd 731,326 OrdinaryShares |
|
| Class | Performance Rights | |
| Number acquired | 100,000 | |
| Number disposed | - | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Performance rights are issued for no consideration – the value attributed by the Company to 100,000 Performance rights is$150,000 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
No. of securities held after change Rustica Pty Ltd 731,326 Ordinary Shares Peter Coad 100,000 Performance Rights Nature of change Issue of Performance Rights Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change
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Part 3 –[+] Closed period
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----- Start of picture text -----
Were the interests in the securities or contracts detailed No
above traded during a [+] closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
----- End of picture text -----
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | MoneyMe Limited |
|---|---|
| ABN | 29 636 747 414 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Jonathan Lechte |
|---|---|
| Date of last notice | 28 August 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A | |
| Date of change | 31 December 2020 | |
| No. of securities held prior to change | Third Return Pty Ltd Fund A/C> 662,126 Ordinary Shares Third Return Super Pty Ltd Super Fund A/C> 69,200 Ordinary Shares |
|
| Class | Performance Rights | |
| Number acquired | 100,000 | |
| Number disposed | - |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Performance rights are issued for no consideration – the value attributed by the Company to 100,000 Performance rights is$150,000 |
|
|---|---|---|
| No. of securities held after change | Third Return Pty Ltd Fund A/C> 662,126 Ordinary Shares Third Return Super Pty Ltd Super Fund A/C> 69,200 Ordinary Shares Jonathan Lechte 100,000 Performance Rights |
|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of Performance Rights |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | MoneyMe Limited |
|---|---|
| ABN | 29 636 747 414 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Scott Emery |
|---|---|
| Date of last notice | 28 August 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Emery Number 2 Pty Ltd Family No 2 A/C> | |
| Date of change | 16 September 2020 17 September 2020 23 September 2020 |
|
| No. of securities held prior to change | Emery Pty Ltd 47,590,802Ordinary Shares of which: 45,211,262are voluntarily escrowed until the start of the second trading day after the release of each of the following to the ASX: • 21,415,860– half year financial results to 31 December 2020; and • 23,795,402 – annual financial results for the year to 30 June 2021 Emery Number 2 Pty Ltd Family No 2 A/C> 383,000OrdinaryShares |
|
| Class | Ordinary Shares |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 18,034 on 16 September 2020 1,966 on 17 September 2020 15,000 on 23 September 2020 Total: 35,000 |
|
|---|---|---|
| Number disposed | Nil | |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
18,034 @ $1.362856 (av) per share 1,966 @ $1.47 per share 15,000 @ $1.486832 (av) per share |
|
| No. of securities held after change | Emery Pty Ltd 47,590,802Ordinary Shares if which: 45,511,262are voluntarily escrowed until the start of the second trading day after the release of each of the following to the ASX: • 21,415,860– half year financial results to 31 December 2020; and • 23,795,402 – annual financial results for the year to 30 June 2021 Emery Number 2 Pty Ltd Family No 2 A/C> 418,000Ordinary Shares |
|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market trade |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3