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MONADELPHOUS GROUP LIMITED — Major Shareholding Notification 2013
Dec 26, 2013
65357_rns_2013-12-26_9ce0ba0b-9371-48c0-bb7c-9c7d70c6c9fe.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
MonadelphousGroupLtd.
008988547
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
20 / / 12 13
- Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6) ord 7,253,839 7,253,839 7.85
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities see Annexure A (and D) 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
- Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
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Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association see Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address see Annexure C Signature Belinda Plotkin Company Secretary print name capacity sign here date 24 / 12 / 13
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
603 GUIDE page 1/1 13 March 2000
GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.
Signature This form must be signed by either a director or a secretary of the substantial holder.
Nil Nil Nil (a) If additional space is required to complete a question, the information may be included on a separate piecea) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. (b)This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. (c) The person must give a copy of this notice: (i) within 2 business days after they become aware of the information; or (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and (B) the person becomes aware of the information during the bid period. To make any annexure conform to the regulations, you must 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides 2 show the corporation name and ACN or ARBN 3 number the pages consecutively 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied 5 identify the annexure with a mark such as A, B, C, etc 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) 7 sign and date the annexure The annexure must be signed by the same person(s) who signed the form.
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Lodging period Nil
Lodging Fee Nil
Other forms to be Nil
completed
Additional information
(a) If additional space is required to complete a question, the information may be included on a separate piecea) If additional space is required to complete a question, the information may be included on a separate piece
of paper annexed to the form.
(b)This notice must be given to a listed company, or the responsible entity for a listed managed investment
scheme. A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
(i) within 2 business days after they become aware of the information; or
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the
information if:
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures
To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when
photocopied
5 identify the annexure with a mark such as A, B, C, etc
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure
The annexure must be signed by the same person(s) who signed the form.
GUIDE
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Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
| Holder of Relevant Interests Name and ACN / ARSN Nature of Relevant Interest Registered Holder of Securities Person entitled to be registered as holder Nature of Association (Section 3, 4 and 6) (Section 3) (Section 4) (Section 4) (Section 6) Class and number of Securities (Sections 3 and 4) |
BlackRock Advisors (UK) Limited Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. NT-NORTHERN TRUST CO. Ord 1,195 subsidiary of BlackRock Inc. |
BlackRock Advisors (UK) Limited Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. SSB-STATE STREET DUBLIN Ord 1,558,098 subsidiary of BlackRock Inc. |
BlackRock Asset Management Canada Limited Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. SSB-STATE STREET SACRAMENTO Ord 49,636 subsidiary of BlackRock Inc. |
BlackRock Asset Management Deutschland AG Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. SSB-STATE STREET BANK, GERMANY Ord 1,368,294 subsidiary of BlackRock Inc. |
BlackRock Asset Management North Asia Limited Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. Ord 17,109 subsidiary of BlackRock Inc. |
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. SSB-STATE STREET BANK, BOSTON Ord 2,795,972 subsidiary of BlackRock Inc. |
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. SSB-STATE STREET SACRAMENTO Ord 153,135 subsidiary of BlackRock Inc. |
BlackRock Institutional Trust Company, N.A. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BNYM-MELLON TRUST Ord 15,716 subsidiary of BlackRock Inc. |
BlackRock Institutional Trust Company, N.A. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. JPM-JP MORGAN CHASE Ord 1,623 subsidiary of BlackRock Inc. |
BlackRock Institutional Trust Company, N.A. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. SSB-SSB NEW YORK INSTITUTIONAL Ord 46,503 subsidiary of BlackRock Inc. |
BlackRock Institutional Trust Company, N.A. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. SSB-STATE STREET SACRAMENTO Ord 372,462 subsidiary of BlackRock Inc. |
BlackRock Investment Management (UK) Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BNP-BNP PARIBAS Ord 4,857 subsidiary of BlackRock Inc. |
BlackRock Investment Management (UK) Ltd Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. CITI-CITIBANK INTERNATIONAL PLC (LUXEMBOURG BRANCH Ord 4,325 subsidiary of BlackRock Inc. |
BlackRock Investment Management, LLC Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. BNYM-THE BANK OF NEW YORK Ord 8,313 subsidiary of BlackRock Inc. |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Holder of Relevant Interests Name and ACN / ARSN Nature of Relevant Interest Registered Holder of Securities Person entitled to be registered as holder Nature of Association (Section 3, 4 and 6) (Section 3) (Section 4) (Section 4) (Section 6) Class and number of Securities (Sections 3 and 4) |
BlackRock Investment Management, LLC Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee. JPM-JP MORGAN CHASE Ord 3,603 subsidiary of BlackRock Inc. |
BlackRock Investment Management (Australia) Limited Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager. JPM-JPM CHASE - SYDNEY Ord 116,611 subsidiary of BlackRock Inc. |
BlackRock Investment Management (Australia) Limited Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as investment manager. NAB-NATIONAL AUSTRALIA BANK LIMITED Ord 58,900 subsidiary of BlackRock Inc. |
BlackRock Investment Management (Australia) Limited Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities held in its capacity as responsible entity. JPM-JPM CHASE - SYDNEY Ord 677,487 subsidiary of BlackRock Inc. |
|---|---|---|---|---|
Annexure B
This is Annexure B of 3 pages referred to in form 603 Notice of initial substantial shareholder
Belinda Plotkin, Company Secretary
24/12/13 Date
5. Consideration
MONADELPHOUS GROUP LTD. (MND)
| Cash Non-cash Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt Consideration Class and number of securities affected |
Cash Non-cash Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 21-Aug-13 No |
collateral transfer ord 598 |
| BlackRock Fund Advisors 22-Aug-13 No |
in specie ord 1,625 |
| BlackRock Fund Advisors 22-Aug-13 No |
in specie ord 8,656 |
| BlackRock Asset Management North Asia Limited 22-Aug-13 No |
collateral transfer ord 7,109 |
| BlackRock Fund Advisors 23-Aug-13 Yes |
18.22 ord 1,344 |
| BlackRock Fund Advisors 26-Aug-13 No |
in specie ord 650 |
| BlackRock Investment Management (Australia) Limited 26-Aug-13 No |
in specie ord 555 |
| BlackRock Fund Advisors 27-Aug-13 No |
in specie ord 2,166 |
| BlackRock Fund Advisors 29-Aug-13 No |
in specie ord 12,996 |
| BlackRock Asset Management North Asia Limited 29-Aug-13 No |
collateral transfer ord 2,993 |
| BlackRock Fund Advisors 30-Aug-13 No |
in specie ord 3,249 |
| BlackRock Investment Management (Australia) Limited 30-Aug-13 Yes |
18.57 ord 1,915 |
| BlackRock Investment Management (Australia) Limited 02-Sep-13 No |
in specie ord 11,958 |
| BlackRock Fund Advisors 03-Sep-13 No |
in specie ord 1,083 |
| BlackRock Fund Advisors 04-Sep-13 No |
in specie ord 650 |
| BlackRock Fund Advisors 04-Sep-13 No |
in specie ord 8,664 |
| BlackRock Asset Management Deutschland AG 04-Sep-13 Yes |
19.91 ord 7,584 |
| BlackRock Asset Management North Asia Limited 05-Sep-13 No |
collateral transfer ord 1,436 |
| BlackRock Fund Advisors 06-Sep-13 No |
in specie ord 12,996 |
| BlackRock Fund Advisors 06-Sep-13 No |
in specie ord 1,083 |
| BlackRock Asset Management North Asia Limited 06-Sep-13 No |
collateral transfer ord 976 |
| BlackRock Institutional Trust Company, N.A. 09-Sep-13 No |
in specie ord 6,621 |
BlackRock Fund Advisors 10-Sep-13 No |
in specie ord 1,083 |
| BlackRock Fund Advisors 11-Sep-13 No |
in specie ord 650 |
| BlackRock Fund Advisors 11-Sep-13 No |
in specie ord 2,600 |
| BlackRock Fund Advisors 11-Sep-13 No |
in specie ord 5,415 |
| BlackRock Fund Advisors 11-Sep-13 No |
in specie ord 7,581 |
| BlackRock Asset Management Australia Limited 11-Sep-13 Yes |
19.65 ord 20,274 |
| BlackRock Fund Advisors 12-Sep-13 No |
in specie ord 325 |
| BlackRock Fund Advisors 12-Sep-13 No |
in specie ord 9,747 |
| BlackRock Asset Management Deutschland AG 12-Sep-13 Yes |
19.18 ord 7,600 |
| BlackRock Fund Advisors 17-Sep-13 No |
in specie ord 325 |
| BlackRock Asset Management North Asia Limited 17-Sep-13 No |
collateral transfer ord 41,857 |
| BlackRock Fund Advisors 18-Sep-13 No |
in specie ord 1,625 |
| BlackRock Fund Advisors 18-Sep-13 No |
in specie ord 10,830 |
| BlackRock Asset Management North Asia Limited 18-Sep-13 No |
collateral transfer ord 6,282 |
| BlackRock Asset Management Deutschland AG 20-Sep-13 Yes |
19.10 ord 1,610 |
| BlackRock Asset Management North Asia Limited 23-Sep-13 No |
collateral transfer ord 4,784 |
| BlackRock Fund Advisors 24-Sep-13 No |
in specie ord 3,249 |
| BlackRock Institutional Trust Company, N.A. 24-Sep-13 Yes |
19.83 ord 11,401 |
page 1 of 3
MND
| Cash Non-cash Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt Consideration Class and number of securities affected |
Cash Non-cash Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 24-Sep-13 No |
collateral transfer ord 10,560 |
| BlackRock Fund Advisors 25-Sep-13 No |
in specie ord 650 |
| BlackRock Fund Advisors 25-Sep-13 No |
in specie ord 1,300 |
| BlackRock Fund Advisors 25-Sep-13 No |
in specie ord 6,498 |
| BlackRock Fund Advisors 26-Sep-13 No |
in specie ord 650 |
| BlackRock Investment Management (Australia) Limited 26-Sep-13 No |
in specie ord 3,986 |
| BlackRock Fund Advisors 30-Sep-13 No |
in specie ord 4,288 |
| BlackRock Institutional Trust Company, N.A. 30-Sep-13 Yes |
19.18 ord 6,337 |
BlackRock Fund Advisors 01-Oct-13 No |
in specie ord 11,792 |
| BlackRock Asset Management Deutschland AG 01-Oct-13 Yes |
19.25 ord 7,596 |
| BlackRock Asset Management Deutschland AG 01-Oct-13 Yes |
19.25 ord 1,899 |
| BlackRock Investment Management (UK) Ltd 01-Oct-13 Yes |
19.25 ord 4,325 |
| BlackRock Asset Management North Asia Limited 01-Oct-13 No |
collateral transfer ord 336 |
| BlackRock Fund Advisors 02-Oct-13 No |
in specie ord 650 |
| BlackRock Fund Advisors 02-Oct-13 Yes |
19.29 ord 1,439 |
| BlackRock Fund Advisors 04-Oct-13 No |
in specie ord 8,584 |
| BlackRock Asset Management North Asia Limited 04-Oct-13 No |
collateral transfer ord 30,228 |
| BlackRock Fund Advisors 07-Oct-13 Yes |
17.85 ord 1,447 |
| BlackRock Fund Advisors 10-Oct-13 No |
in specie ord 7,518 |
| BlackRock Fund Advisors 10-Oct-13 No |
in specie ord 15,036 |
| BlackRock Asset Management North Asia Limited 10-Oct-13 No |
collateral transfer ord 5,822 |
| BlackRock Fund Advisors 15-Oct-13 No |
in specie ord 325 |
| BlackRock Asset Management North Asia Limited 15-Oct-13 No |
collateral transfer ord 124 |
| BlackRock Fund Advisors 16-Oct-13 No |
in specie ord 10,740 |
| BlackRock Fund Advisors 17-Oct-13 Yes |
17.50 ord 1,478 |
| BlackRock Fund Advisors 17-Oct-13 Yes |
17.71 ord 548 |
| BlackRock Asset Management North Asia Limited 17-Oct-13 No |
collateral transfer ord 8,635 |
| BlackRock Institutional Trust Company, N.A. 18-Oct-13 Yes |
17.85 ord 3,619 |
BlackRock Fund Advisors 21-Oct-13 No |
in specie ord 10,750 |
| BlackRock Investment Management (Australia) Limited 21-Oct-13 No |
in specie ord 3,968 |
| BlackRock Fund Advisors 22-Oct-13 No |
in specie ord 6,450 |
| BlackRock Fund Advisors 24-Oct-13 No |
in specie ord 5,375 |
| BlackRock Fund Advisors 24-Oct-13 No |
in specie ord 23,650 |
| BlackRock Fund Advisors 25-Oct-13 No |
in specie ord 209 |
| BlackRock Asset Management Canada Limited 30-Oct-13 Yes |
18.42 ord 32,104 |
| BlackRock Fund Advisors 31-Oct-13 No |
in specie ord 17,200 |
| BlackRock Fund Advisors 31-Oct-13 No |
in specie ord 8,600 |
| BlackRock Institutional Trust Company, N.A. 31-Oct-13 Yes |
18.18 ord 6,386 |
BlackRock Asset Management North Asia Limited 31-Oct-13 No |
collateral transfer ord 5,554 |
| BlackRock Fund Advisors 01-Nov-13 No |
in specie ord 6,450 |
| BlackRock Investment Management (Australia) Limited 04-Nov-13 No |
in specie ord 11,904 |
| BlackRock Fund Advisors 07-Nov-13 Yes |
17.84 ord 651 |
| BlackRock Fund Advisors 08-Nov-13 No |
in specie ord 3,250 |
| BlackRock Fund Advisors 08-Nov-13 No |
in specie ord 23,650 |
| BlackRock Fund Advisors 08-Nov-13 No |
in specie ord 60 |
| BlackRock Investment Management (Australia) Limited 11-Nov-13 No |
in specie ord 555 |
| BlackRock Investment Management (Australia) Limited 12-Nov-13 No |
in specie ord 3,968 |
| BlackRock Fund Advisors 13-Nov-13 Yes |
17.60 ord 634 |
| BlackRock Fund Advisors 14-Nov-13 No |
in specie ord 6,450 |
| BlackRock Fund Advisors 18-Nov-13 Yes |
17.58 ord 1,579 |
| BlackRock Fund Advisors 18-Nov-13 Yes |
18.02 ord 581 |
page 2 of 3
MND
| Cash Non-cash Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt Consideration Class and number of securities affected |
Cash Non-cash Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 20-Nov-13 No |
collateral transfer ord 1,850 |
| BlackRock Fund Advisors 21-Nov-13 No |
in specie ord 17,216 |
| BlackRock Asset Management North Asia Limited 21-Nov-13 No |
collateral transfer ord 49,739 |
| BlackRock Asset Management Deutschland AG 22-Nov-13 Yes |
17.20 ord 9,460 |
| BlackRock Asset Management North Asia Limited 25-Nov-13 No |
collateral transfer ord 16,187 |
| BlackRock Fund Advisors 26-Nov-13 Yes |
17.72 ord 11,137 |
| BlackRock Institutional Trust Company, N.A. 26-Nov-13 Yes |
17.72 ord 3,254 |
BlackRock Asset Management Deutschland AG 26-Nov-13 Yes |
17.72 ord 1,893 |
| BlackRock Fund Advisors 27-Nov-13 No |
in specie ord 7,532 |
| BlackRock Asset Management North Asia Limited 27-Nov-13 No |
collateral transfer ord 2,612 |
| BlackRock Asset Management North Asia Limited 28-Nov-13 No |
collateral transfer ord 1,276 |
| BlackRock Institutional Trust Company, N.A. 29-Nov-13 Yes |
16.50 ord 3,457 |
BlackRock Asset Management Deutschland AG 29-Nov-13 Yes |
16.50 ord 7,572 |
| BlackRock Asset Management North Asia Limited 29-Nov-13 No |
collateral transfer ord 2,496 |
| BlackRock Investment Management (Australia) Limited 02-Dec-13 Yes |
15.85 ord 3,152 |
| BlackRock Asset Management North Asia Limited 02-Dec-13 No |
collateral transfer ord 3,676 |
| BlackRock Asset Management North Asia Limited 03-Dec-13 No |
collateral transfer ord 5,500 |
| BlackRock Fund Advisors 04-Dec-13 No |
in specie ord 6,468 |
| BlackRock Fund Advisors 04-Dec-13 Yes |
15.96 ord 3,204 |
| BlackRock Asset Management North Asia Limited 05-Dec-13 No |
collateral transfer ord 5,799 |
| BlackRock Fund Advisors 06-Dec-13 No |
in specie ord 4,312 |
| BlackRock Fund Advisors 06-Dec-13 No |
in specie ord 3,234 |
| BlackRock Investment Management (Australia) Limited 06-Dec-13 No |
in specie ord 222 |
| BlackRock Fund Advisors 09-Dec-13 No |
in specie ord 6,468 |
| BlackRock Fund Advisors 10-Dec-13 No |
in specie ord 136 |
| BlackRock Investment Management (Australia) Limited 10-Dec-13 No |
in specie ord 3,968 |
| BlackRock Institutional Trust Company, N.A. 12-Dec-13 Yes |
15.00 ord 1,308 |
BlackRock Fund Advisors 13-Dec-13 No |
in specie ord 6,468 |
| BlackRock Fund Advisors 16-Dec-13 No |
in specie ord 1,448 |
| BlackRock Fund Advisors 16-Dec-13 No |
in specie ord 4,312 |
| BlackRock Fund Advisors 16-Dec-13 No |
in specie ord 6,468 |
| BlackRock Institutional Trust Company, N.A. 17-Dec-13 Yes |
17.28 ord 18,692 |
BlackRock Fund Advisors 18-Dec-13 No |
in specie ord 4,292 |
| BlackRock Fund Advisors 18-Dec-13 No |
in specie ord 8,584 |
| BlackRock Advisors (UK) Limited 18-Dec-13 Yes |
16.94 ord 158,278 |
BlackRock Asset Management Deutschland AG 18-Dec-13 Yes |
17.50 ord 1,897 |
| BlackRock Advisors (UK) Limited 19-Dec-13 Yes |
17.46 ord 143,298 |
BlackRock Fund Advisors 19-Dec-13 Yes |
17.51 ord 55,647 |
| BlackRock Asset Management North Asia Limited 19-Dec-13 No |
collateral transfer ord 10,381 |
| BlackRock Investment Management (Australia) Limited 20-Dec-13 No |
in specie ord 7,936 |
| BlackRock Asset Management Deutschland AG 20-Dec-13 Yes |
18.08 ord 778,557 |
| BlackRock Advisors (UK) Limited 20-Dec-13 Yes |
18.10 ord 1,289,681 |
BlackRock Fund Advisors 20-Dec-13 Yes |
18.10 ord 856,250 |
| BlackRock Fund Advisors 20-Dec-13 Yes |
18.12 ord 144,208 |
| BlackRock Asset Management Canada Limited 20-Dec-13 Yes |
18.12 ord 18,507 |
| BlackRock Investment Management, LLC 20-Dec-13 Yes |
18.10 ord 307 |
page 3 of 3
MND
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
24/12/13
Belinda Plotkin, Date Company Secretary
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock Advisors (UK) Ltd. | Murray House |
| 1Royal Mint Court | |
| London, EC3N 4HH, UK | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6 |
| 80333 Munich, Germany | |
| BlackRock Asset Management North Asia Limited | 16/F, 2 Queen’s Road |
| Cheung Kong Center | |
| Hong Kong | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| BlackRock Institutional Trust Company, N.A. | 400 Howard Street |
| San Francisco, CA, 94105 | |
| BlackRock Investment Management (Aust) Ltd (ACN | Level 26, 101 Collins St |
| 006 165 975) | Melbourne Australia |
| BlackRock Investment Management (UK) Ltd | 12 Throgmorton Avenue |
| London EC2N 2DL UK | |
| BlackRock Investment Management, LLC | 1 University Square Drive, Princeton, NJ 08540 |
| BlackRock Asset Management Australia Limited (ACN | Level 43, Grosvenor Place |
| 001 804 566) | 225 George Street |
| Sydney NSW 2000 Australia |
page 1 of 1
MND
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder.
| 24/12/13 Belinda Plotkin, Company Secretary Date |
24/12/13 Belinda Plotkin, Company Secretary Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights–i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to Monadelphous Group Ltd. or the Australian Securities and Investments Commission upon request.
N:\DATA\Disclosures\Disclosure Forms\Australia\WORKINGS\Workings\MND\MND _ 2013 12 20 _ 603 D.docx