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MOLSON COORS BEVERAGE CO — Director's Dealing 2016
Jan 23, 2016
30606_dirs_2016-01-22_314b0500-d902-490d-b8f5-9abe7413953d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: MOLSON COORS BREWING CO (TAP)
CIK: 0000024545
Period of Report: 2015-11-13
Reporting Person: COORS PETER H (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-13 | Class B Common Stock | G | 3000 | $0.00 | Disposed | 204719 | Direct |
| 2016-01-20 | Class B Common Stock | M | 67152 | $45.79 | Acquired | 271871 | Direct |
| 2016-01-20 | Class B Common Stock | F | 48668 | $86.27 | Disposed | 223203 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-20 | Stock Appreciation Right | $45.79 | M | 67152 | Disposed | 2017-05-18 | Class B Common Stock (67152) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 13536806 | Indirect |
| Class B common Stock | 77780 | Indirect |
| Class B Common Stock | 9163 | Indirect |
| Class B Common Stock | 13573 | Indirect |
| Class B Common Stock | 104139 | Indirect |
| Class B Common Stock | 59576 | Indirect |
| Class B Common Stock | 64029 | Indirect |
| Class B Common Stock | 84454 | Indirect |
| Class B Common Stock | 25988 | Indirect |
| Class B Common Stock | 67918 | Indirect |
| Class B Common Stock | 1064 | Indirect |
Footnotes
F1: The Form 4 is being amended to correct the date of the earliest transaction and the expiration date of the stock appreciation rights (SOSARs) which were erroneously reported on the original Form 4.
F2: Reflects the transfer of 3,000 Class B common stock from the reporting person to a charitable organization.
F3: Reflects the following Class B common stock transfers to the reporting person directly on December 11, 2015: (i) 18,614 shares from Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2012 Grantor Retained Annuity Trust XII; and (ii) 29,883 shares from Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2014 Grantor Retained Annuity Trust XIX.
F4: The reporting person's SOSARs exercise reported in this Form 4 was effected pursuant to Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F5: Represents (a) a deemed sale of 35,643 shares of Class B common stock to the issuer to cover the exercise price of the stock only stock appreciation rights (SOSARS) and (b) 13,025 shares of Class B common stock withheld in lieu of cash payment for applicable taxes in connection with the exercise of the SOSARS.
F6: Reflects the transfer of 18,614 shares of Class B common stock on December 11, 2015 from Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2012 Grantor Retained Annuity Trust XII to the reporting person.
F7: Reflects the transfer of 29,883 Class B common stock on December 11, 2015 from Marilyn E. and Peter H. Coors, Co-Trustees of the Peter H. Coors 2014 Grantor Retained Annuity Trust XIX to the reporting person.
F8: As adjusted to give effect to the 2-for-1 stock split that occurred on October 3, 2007.
F9: The exercise of the SOSARs results in the expiration of the tandem employee stock options.
F10: The SOSARS vested in full on the third anniversary of the grant date.