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Moleculin Biotech, Inc. — Director's Dealing 2020
Jul 15, 2020
34881_dirs_2020-07-14_825028c6-0c17-4fb0-9b25-0da1f70864c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moleculin Biotech, Inc. (MBRX)
CIK: 0001659617
Period of Report: 2020-07-13
Reporting Person: KLEMP WALTER V (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-13 | Common Stock | M | 79227 | — | Acquired | 1046951 | Direct |
| 2020-07-13 | Common Stock | F | 19292 | $0.856 | Disposed | 1027659 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-13 | Restricted Stock Units | $ | M | 79227 | Disposed | Common Stock (79227.0) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld for payment of taxes upon vesting of restricted stock unit awards.
F3: On July 11, 2019, the reporting person was granted 316,907 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
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