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Moelis & Co — Regulatory Filings 2016
Feb 26, 2016
30984_rns_2016-02-26_21d28d23-efc7-453b-a415-6d0ccf4ae6db.zip
Regulatory Filings
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*UNITED STATES SECURITIES AND EXCHANGE COMMISSION*
*Washington, D.C. 20549*
*FORM 8-K*
*CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934*
Date of Report (Date of Earliest Event Reported): February 26, 2016
*MOELIS & COMPANY*
(Exact name of registrant as specified in its charter)
| Delaware | 001-36418 | 46-4500216 |
|---|---|---|
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| 399 Park Avenue, 5th Floor | |
|---|---|
| New York, New York | 10022 |
| (Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code (212) 883-3800
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
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*Item 8.01 Other Events.*
As previously disclosed, on March 4, 2016, Moelis & Company (the Company) will pay a special dividend of $0.80 per share of common stock to holders of record as of February 19, 2016. As required under Section 5 of the Companys 2014 Omnibus Incentive Plan, the Compensation Committee of the Companys Board of Directors equitably reduced the exercise price of the Companys outstanding options to purchase common stock by $0.80 from $24.00 per share to $23.20 per share. Such options are held by certain current and former employees of the Company, including officers and directors.
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*SIGNATURE*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MOELIS & COMPANY | |
|---|---|
| By: | /s/ Osamu Watanabe |
| Name: Osamu Watanabe | |
| Title: General Counsel and Secretary |
Date: February 26, 2016
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