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Moelis & Co — Regulatory Filings 2016
Aug 3, 2016
30984_rns_2016-08-03_a2a03362-c97b-47f6-bbf0-5d104923f043.zip
Regulatory Filings
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*UNITED STATES SECURITIES AND EXCHANGE COMMISSION*
*Washington, D.C. 20549*
*FORM 8-K*
*CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934*
Date of Report (Date of Earliest Event Reported): August 3, 2016
*MOELIS & COMPANY*
(Exact name of registrant as specified in its charter)
| Delaware | 001-36418 | 46-4500216 |
|---|---|---|
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| 399 Park Avenue, 5 th Floor | |
|---|---|
| New York, New York | 10022 |
| (Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code (212) 883-3800
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
SEQ.=1,FOLIO='',FILE='C:\JMS\105201\16-16066-1\task8048122\16066-1-ba.htm',USER='105201',CD='Aug 3 15:36 2016'
*Item 2.02 Results of Operations and Financial Condition*
On August 3, 2016, Moelis & Company issued a press release announcing financial results for its second quarter ended June 30, 2016.
A copy of the press release is attached hereto as Exhibit 99.1. All information in the press release is furnished but not filed.
*Item 9.01 Financial Statements and Exhibits*
(d) Exhibits:
| Exhibit Number | Description |
|---|---|
| 99.1 | Press release of Moelis & Company dated August 3, 2016. |
2
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*SIGNATURE*
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MOELIS & COMPANY | |
|---|---|
| By: | /s/ Joseph Simon |
| Name: Joseph Simon | |
| Title: Chief Financial Officer |
Date: August 3, 2016
3
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*EXHIBIT INDEX*
| Exhibit Number | Description |
|---|---|
| 99.1 | Press release of Moelis & Company dated August 3, 2016. |
4
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