Moelis & Co — Major Shareholding Notification 2024

Feb 14, 2024

SC 13G/A 1 d761617dsc13ga.htm SC 13G/A SC 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

Amendment No. 1

RUBICON TECHNOLOGIES, INC.

(Name of Issuer)

Class A Common Stock, par value $0.0001

(Title of Class of Securities)

78112J109

(CUSIP Number)

December 31, 2023

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No.78112J109

1.	Names of Reporting Persons Moelis & Company
2.	Check the Appropriate Box if a
Member of a Group (See Instructions) (a) ☐  (b) ☐
3.	SEC Use Only
4.	Citizenship or Place of
Organization Delaware

Number of Shares Beneficially Owned by Each Reporting Person With	Sole Voting Power 0(1)
6.	Shared Voting Power 0
7.	Sole Dispositive Power 0(1)
8.	Shared Dispositive Power 0

9.	Aggregate Amount Beneficially Owned by Each Reporting Person 0(1)
10.	Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See Instructions) ☐
11.	Percent of Class Represented by
Amount in Row (9) N/A
12.	Type of Reporting Person (See
Instructions) CO, HC

(1) Represents shares issued to Moelis & Company Group LP (“Moelis”) at the direction of Moelis & Company LLC, a registered broker dealer, on December 13, 2022 in satisfaction of outstanding amounts owed to Moelis & Company LLC for financial advisory services. Moelis & Company LLC is owned and controlled by Moelis. The general partner of Moelis is controlled by Moelis & Company. The business address of each of Moelis and Moelis & Company is 399 Park Avenue, NY, NY 10022.

ITEM 1.

(a) Name of Issuer

Rubicon Technologies, Inc.

(b) Address of Issuer’s Principal Executive Offices

100 West Main Street Suite #610, Lexington, KY 40507

ITEM 2.

(a) Name of Person Filing

Moelis & Company

(b) Address of Principal Business Office or, if none, Residence

Moelis & Company, 399 Park Avenue, 5 th Floor, New York, NY 10022

(c) Citizenship

U.S.

(d) Title of Class of Securities

Class A Common Stock, par value $0.01

(e) CUSIP Number

78112J109

ITEM 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)	☒	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (2)
(b)	☐	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)	☐	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)	☐	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)	☒	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)	☐	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)	☐	A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)	☐	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	☐	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	☐	Group, in accordance with §240.13d-1(b)(1)(ii)(J).

(2) Represents shares issued to Moelis & Company Group LP (“Moelis”) at the direction of Moelis & Company LLC, a registered broker dealer, on December 13, 2022 in satisfaction of outstanding amounts owed to Moelis & Company LLC for financial advisory services. Moelis & Company LLC is owned and controlled by Moelis. The general partner of Moelis is controlled by Moelis & Company.

2

ITEM 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned:

0(1)

(b) Percent of class:

N/A

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote

0(1)

(ii) Shared power to vote or to direct the vote

0

(iii) Sole power to dispose or to direct the disposition of

0(1)

(iv) Shared power to dispose or to direct the disposition of

0

(1) Represents shares issued to Moelis & Company Group LP (“Moelis”) at the direction of Moelis & Company LLC, a registered broker dealer, on December 13, 2022 in satisfaction of outstanding amounts owed to Moelis & Company LLC for financial advisory services. Moelis & Company LLC is owned and controlled by Moelis. The general partner of Moelis is controlled by Moelis & Company.

3

ITEM 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person

Represents shares issued to Moelis at the direction of Moelis & Company LLC, a registered broker dealer, on December 13, 2022 in satisfaction of outstanding amounts owed to Moelis & Company LLC for financial advisory services. Moelis & Company LLC is owned and controlled by Moelis. The general partner of Moelis is controlled by Moelis & Company. The business address of each of Moelis and Moelis & Company is 399 Park Avenue, NY, NY 10022.

ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

See Item 6.

ITEM 8. Identification and Classification of Members of the Group

Not applicable.

ITEM 9. Notice of Dissolution of Group

Not applicable.

ITEM 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

4

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 14, 2024
Date
/s/ Osamu Watanabe
Signature
Osamu Watanabe/ General Counsel
Name/Title

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

5