Moelis & Co — Director's Dealing 2017

Nov 22, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2017-11-20

Reporting Person: Cantor Eric (Director, MD & Vice Chairman)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-20	2014 Restricted Stock Units	$0	A	193.72	Acquired		Class A Common Stock (193.72)	Direct
2017-11-20	2015 Incentive RSUs Granted in 2015 (Quarterly Awards)	$0	A	134.09	Acquired		Class A Common Stock (134.09)	Direct
2017-11-20	2015 Incentive RSUs	$0	A	149.28	Acquired		Class A Common Stock (149.28)	Direct
2017-11-20	2016 Incentive RSUs Granted in 2016 (Quarterly Awards)	$0	A	109.13	Acquired		Class A Common Stock (109.13)	Direct
2017-11-20	2016 Incentive RSUs	$0	A	112.31	Acquired		Class A Common Stock (112.31)	Direct
2017-11-20	2017 Incentive RSUs Granted in 2017 (Quarterly Awards)	$0	A	62.59	Acquired		Class A Common Stock (62.59)	Direct
2017-11-20	2017 Restricted Stock Unit Award for MD	$0	A	226.16	Acquired		Class A Common Stock (226.16)	Direct

Footnotes

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F3: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 32.24 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 33.30 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 35.53 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 33.03 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F4: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F5: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 26.42 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 30.55 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 27.17 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 24.99 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F6: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F7: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 22.62 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 21.16 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 18.82 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F8: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.