Moelis & Co — Director's Dealing 2016

Aug 10, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2016-08-08

Reporting Person: Shropshire Kenneth (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-08	Restricted Stock Units for Non-Employee Director	D	1353.7882	—	Disposed	0	Direct
2016-08-08	Class A Common Stock, par value $0.01	A	1353.7882	—	Acquired	2018.7882	Direct
2016-08-08	Class A Common Stock, par value $0.01	D	0.7882	$21.34	Disposed	2018	Direct

Footnotes

F1: Each RSU represents the right to receive upon settlement a share of Class A common stock pursuant to the Moelis & Company 2014 Omnibus Plan. The RSUs vested on July 1, 2014 with settlement to occur within 60 days of July 1, 2016. The RSUs were settled on August 8, 2016.

F2: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

F3: Pursuant to the terms of the RSUs, fractional shares were settled in cash.

F4: Based on the closing price per share of Class A common stock of $27.07 on August 5, 2016.