Moelis & Co — Director's Dealing 2016

Jun 7, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2016-06-03

Reporting Person: Shropshire Kenneth (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-03	2015 Annual Restricted Stock Units	A	16.43	—	Acquired	1476.52	Direct
2016-06-03	2015 Elective Restricted Stock Units	A	1.03	—	Acquired	92.55	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-03	2014 Initial Restricted Stock Units	$0	A	15.07	Acquired		Class A Common Stock (15.07)	Direct

Footnotes

F1: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2: 2015 Annual RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

F3: 2015 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

F4: 2014 Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5: 2014 Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on July 1, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of the unvested underlying Initial RSUs.