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Moelis & Co — Director's Dealing 2016
Mar 8, 2016
30984_dirs_2016-03-08_20e05796-d5a6-4210-8b30-936b8948fa86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2016-03-04
Reporting Person: SIMON JOSEPH (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-04 | 2014 Incentive Restricted Stock Units | $0 | A | 951.55 | Acquired | Class A Common Stock (951.55) | Direct | |
| 2016-03-04 | 2014 LTI Restricted Stock Units | $0 | A | 634.37 | Acquired | Class A Common Stock (634.37) | Direct | |
| 2016-03-04 | 2014 Incentive RSUs Granted in 2015 | $0 | A | 701.81 | Acquired | Class A Common Stock (701.81) | Direct |
Footnotes
F1: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.
F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015. The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.