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Moelis & Co Director's Dealing 2015

Dec 10, 2015

30984_dirs_2015-12-10_6641a596-2362-48d2-bb2c-8fd2771577cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-12-08

Reporting Person: Cantor Eric (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-08 2014 Restricted Stock Units $0 A 308.62 Acquired Class A Common Stock (308.62) Direct
2015-12-08 2014 Incentive RSUs Granted in 2015 (March) $0 A 34.24 Acquired Class A Common Stock (34.24) Direct
2015-12-08 2015 Incentive RSUs Granted in 2015 (June) $0 A 35.37 Acquired Class A Common Stock (35.37) Direct
2015-12-08 2015 Incentive RSUs Granted in 2015 (September) $0 A 37.73 Acquired Class A Common Stock (37.73) Direct

Footnotes

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F3: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015. The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F4: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015. The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F5: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015. The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.