Moelis & Co — Director's Dealing 2015

Sep 10, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-09-08

Reporting Person: Shropshire Kenneth (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-09-08	2015 Annual Restricted Stock Units	A	15.13	—	Acquired	1387.13	Direct
2015-09-08	2015 Elective Restrictive Stock Units	A	3.78	—	Acquired	346.78	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-09-08	2014 Initial Restricted Stock Units	$0	A	13.87	Acquired		Class A Common Stock (13.87)	Direct

Footnotes

F1: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2: 2015 Annual RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

F3: 2015 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

F4: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5: Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on July 1, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of the unvested underlying Initial RSUs.