Moelis & Co — Director's Dealing 2015

Feb 12, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-02-10

Reporting Person: Shropshire Kenneth (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-10	Class A common stock	M	154.4106	—	Acquired	154.4106	Direct
2015-02-10	Class A common stock	D	.4106	$12.30	Disposed	154	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-02-10	Director Restricted Stock Units	$	C	154.4106	Disposed		Class A Common Stock (154.4106)	Direct

Footnotes

F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

F2: Pursuant to the terms of the RSUs, fractional shares were settled for cash.

F3: Each RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F4: The RSUs vested on October 1, 2014 and January 1, 2015 and were settled on February 10, 2015. The RSUs which vested in 2014 were not settled earlier due to restrictions on the common stock underlying the RSUs.

F5: The remaining Director RSUs vest 50% on April 1, 2015 and July 1, 2015 if Mr. Shropshire is a Nonemployee Director on such dates.

F6: Based on the closing price per share of Class A common stock of $29.94 on February 9, 2015.