Moelis & Co — Director's Dealing 2015

Feb 12, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-02-10

Reporting Person: BOLLENBACH STEPHEN F (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-10	Class A common stock	M	1862.3178	—	Acquired	1862.3178	Direct
2015-02-10	Class A common stock	D	2.3178	$69.39	Disposed	1860	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-02-10	Director Restricted Stock Units	$	C	1862.3178	Disposed		Class A Common Stock (1862.3178)	Direct

Footnotes

F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

F2: Pursuant to the terms of the RSUs, fractional shares were settled for cash.

F3: Each RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F4: One third of such RSUs vested on each of July 15, 2014, October 15, 2014 and January 15, 2015. The RSUs were settled for Class A common stock on February 10, 2015. The RSUs which vested in 2014 were not settled earlier due to restrictions on the common stock underlying the RSUs.

F5: The remaining Director RSUs vest on April 15, 2015 if Mr. Bollenbach is a Nonemployee Director on such dates.

F6: Based on the closing price per share of Class A common stock of $29.94 on February 9, 2015.