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Moelis & Co — Director's Dealing 2015
Mar 10, 2015
30984_dirs_2015-03-10_8fd2cac3-8617-43ae-8777-e0bfb16a4d41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-03-06
Reporting Person: Shropshire Kenneth (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-06 | 2014 Initial Restricted Stock Units | $0.00 | A | 8.05 | Acquired | Class A Common Stock (8.05) | Direct | |
| 2015-03-06 | 2014 Director Restricted Stock Units | $0.00 | A | 1.01 | Acquired | Class A Common Stock (1.01) | Direct |
Footnotes
F1: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on July 1, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of the unvested underlying Initial RSUs.
F3: Director RSUs were issued as dividend equivalents on the holder's unvested underlying Director RSUs issued on July 1, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Director RSUs will vest concurrently with the vesting of the unvested underlying Director RSUs.