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Moelis & Co — Director's Dealing 2015
Sep 10, 2015
30984_dirs_2015-09-10_8e3c1e30-89ec-4fa3-bdf5-e46c9fa88143.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-09-08
Reporting Person: Cantor Eric (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-08 | 2014 Restricted Stock Units | $0 | A | 329.82 | Acquired | Class A Common Stock (329.82) | Direct | |
| 2015-09-08 | 2014 Incentive RSUs Granted in 2015 (March) | $0 | A | 36.59 | Acquired | Class A Common Stock (36.59) | Direct | |
| 2015-09-08 | 2015 Incentive RSUs Granted in 2015 (June) | $0 | A | 37.8 | Acquired | Class A Common Stock (37.8) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
F3: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015. The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.
F4: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015. The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.