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Moelis & Co — Director's Dealing 2015
Aug 5, 2015
30984_dirs_2015-08-05_c2bdaeef-efd7-4cf2-b166-2a0c42d88e6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-08-03
Reporting Person: Shropshire Kenneth (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-03 | Class A Common Stock | M | 79.2826 | — | Acquired | 310.2826 | Direct |
| 2015-08-03 | Class A Common Stock | D | .2826 | $8.46 | Disposed | 310 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | Director Restricted Stock Units | $ | C | 79.2826 | Disposed | Class A Common Stock (79.2826) | Direct |
Footnotes
F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2: Pursuant to the terms of the RSUs, fractional shares were settled in cash.
F3: Each RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F4: The RSUs vested on July 1, 2015 and were settled on August 3, 2015.
F5: Based on the closing price per share of Class A common stock of $29.92 on July 31, 2015.