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Moelis & Co — Director's Dealing 2015
Jul 14, 2015
30984_dirs_2015-07-14_3a2c44f7-b557-4c6f-bbf7-186a11c8f824.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-07-10
Reporting Person: BOLLENBACH STEPHEN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-10 | 2015 Stub Annual Restricted Stock Units | A | 289 | — | Acquired | 289 | Direct |
| 2015-07-10 | 2015 Stub Elective Restricted Stock Units | A | 579 | — | Acquired | 579 | Direct |
| 2015-07-10 | 2015 Annual Restricted Stock Units | A | 14 | — | Acquired | 14 | Direct |
| 2015-07-10 | 2015 Elective Restricted Stock Units | A | 100 | — | Acquired | 100 | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F2: Restricted Stock Units granted to Non-employee Director based on $29.144 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2015.
F3: The 2015 Stub Annual Restricted Stock Units and 2015 Annual Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 1, 2017. The 2015 Stub Annual Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1.
F4: The 2015 Stub Elective Restricted Stock Units and the 2015 Elective Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 10, 2015. The 2015 Stub Elective Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1.
F5: Mr. Bollenbach resigned from the Board effective July 10, 2015. Represents compensation for period prior to resignation.