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Moelis & Co — Director's Dealing 2015
May 5, 2015
30984_dirs_2015-05-05_4dc66bf3-ceb1-45d3-9e00-1cdcca768c85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-05-04
Reporting Person: Shropshire Kenneth (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-04 | Class A Common Stock | M | 77.7059 | — | Acquired | 231.7059 | Direct |
| 2015-05-04 | Class A Common Stock | D | .7059 | $19.17 | Disposed | 231 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-04 | Director Restricted Stock Units | $ | C | 77.7059 | Disposed | Class A Common Stock (77.7059) | Direct |
Footnotes
F1: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2: Pursuant to the terms of the RSUs, fractional shares were settled for cash.
F3: Each RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
F4: The RSUs vested on April 1, 2015 and were settled on May 4, 2015.
F5: The remaining Director RSUs vest on July 1, 2015 if Mr. Shropshire is a Nonemployee Director on such date.
F6: Based on the closing price per share of Class A common stock of $27.15 on May 1, 2015.