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Moelis & Co Director's Dealing 2015

Nov 4, 2015

30984_dirs_2015-11-04_c1333f55-2263-4d21-bd6e-c178daf14fcf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-11-02

Reporting Person: Shropshire Kenneth (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-02 2015 Elective Restricted Stock Units D 85.9372 Disposed 260.84 Direct
2015-11-02 Class A Common Stock A 85.9372 Acquired 395.9372 Direct
2015-11-02 Class A Common Stock D .9372 $27.63 Disposed 395 Direct

Footnotes

F1: Each RSU represents the right to receive upon settlement a share of Class A common stock pursuant to the Moelis & Company 2014 Omnibus Plan. The RSUs vested on October 1, 2015 and were settled on November 2, 2015.

F2: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

F3: Pursuant to the terms of the RSUs, fractional shares were settled in cash.

F4: Based on the closing price per share of Class A common stock of $29.48 on October 30, 2015.