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Moelis & Co — Director's Dealing 2015
Nov 4, 2015
30984_dirs_2015-11-04_c1333f55-2263-4d21-bd6e-c178daf14fcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Moelis & Co (MC)
CIK: 0001596967
Period of Report: 2015-11-02
Reporting Person: Shropshire Kenneth (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-02 | 2015 Elective Restricted Stock Units | D | 85.9372 | — | Disposed | 260.84 | Direct |
| 2015-11-02 | Class A Common Stock | A | 85.9372 | — | Acquired | 395.9372 | Direct |
| 2015-11-02 | Class A Common Stock | D | .9372 | $27.63 | Disposed | 395 | Direct |
Footnotes
F1: Each RSU represents the right to receive upon settlement a share of Class A common stock pursuant to the Moelis & Company 2014 Omnibus Plan. The RSUs vested on October 1, 2015 and were settled on November 2, 2015.
F2: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F3: Pursuant to the terms of the RSUs, fractional shares were settled in cash.
F4: Based on the closing price per share of Class A common stock of $29.48 on October 30, 2015.
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